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107383
1
IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 107,383
In the Matter of the Adoption of H.C.H., a Minor Child.
SYLLABUS BY THE COURT
1.
Adoption was not recognized at common law, and subject matter jurisdiction over
such a proceeding is created by statute. Consequently, the determination of subject matter
jurisdiction over an adoption proceeding requires the interpretation and application of
statutes and presents a question of law over which appellate courts exercise unlimited
review.
2.
The fundamental rule of statutory interpretation is that the intent of the legislature
governs if that intent can be ascertained. The legislature is presumed to have expressed its
intent through the language of the statutory scheme it enacted. If a statute is plain and
unambiguous, there is no need to resort to statutory construction and a court will neither
speculate regarding legislative intent nor read the statute to add something not readily
found in it. Where there is ambiguity, a court may use legislative history, canons of
construction, or other background considerations to construe the legislature's intent.
3.
K.S.A. 59-2127, the jurisdiction provision of the Kansas Adoption and
Relinquishment Act, K.S.A. 59-2111 et seq., controls the determination of jurisdiction in
adoption proceedings where an adoption or child-custody proceeding involving the child
is pending in another state or where the court of another state has made a child-custody
determination involving the child. In determining jurisdiction over adoption proceedings
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K.S.A. 59-2127 controls and the Uniform Child-Custody Jurisdiction and Enforcement
Act, K.S.A. 2012 Supp. 23-37,101 et seq., applies only to the extent K.S.A. 59-2127
incorporates its provisions.
4.
The determination of whether the court of another state has exclusive, continuing
jurisdiction over a child-custody determination requires factual findings and cannot be
made for the first time on appeal.
5.
In determining whether a Kansas court has jurisdiction over an adoption
proceeding involving a child who is the subject of a child-custody order or decree issued
by the court of another state, a Kansas court must consider both K.S.A. 59-2127(b)(1)(A)
and (b)(1)(B). A Kansas court may exercise jurisdiction upon determining either that the
other court does not have continuing jurisdiction over the child-custody order or decree
or that the other court does not have jurisdiction over the adoption proceeding.
6.
The phrase "substantially in conformity with subsection (a)(1) through (4)" in
K.S.A. 59-2127(b)(1)(B) does not cross-reference an existing or repealed statutory
provision and is surplusage. K.S.A. 59-2127(b)(1)(B) should be read to apply if a court of
another state "does not have jurisdiction over a proceeding for adoption or has declined to
assume jurisdiction over the proceeding."
7.
An appellate court reviews a district court's decision to exercise or decline
jurisdiction under K.S.A. 2012 Supp. 23-37,207 for an abuse of discretion. Judicial
discretion is abused, among other ways, if the judicial action is based on an error of law,
i.e., if the discretion is guided by an erroneous legal conclusion.
3
8.
In a stepparent adoption proceeding where a district court is determining if a court
of another state that had issued a child-custody order or decree is the more appropriate
forum to exercise jurisdiction, the court must consider whether the other state would have
jurisdiction over the adoption or whether Kansas should retain jurisdiction over the
adoption pending the other state's child-custody determination.
Review of the judgment of the Court of Appeals in an unpublished opinion filed July 13, 2012.
Appeal from Saline District Court; JEROME P. HELLMER, judge. Opinion filed July 5, 2013. Judgment of
the Court of Appeals affirming the district court is reversed. Judgment of the district court is reversed and
remanded with directions.
Robert A. Martin, of Norton, Wasserman, Jones & Kelly, L.L.C., of Salina, argued the cause and
was on the briefs for appellant stepfather.
Lee A. Legleiter, of Hampton & Royce, L.C., of Salina, argued the cause, and Russel B. Prophet,
of the same firm, was with him on the brief for appellee.
The opinion of the court was delivered by
LUCKERT, J.: This appeal arises from a district court's ruling that Kansas courts do
not have jurisdiction over this stepparent adoption because a Mississippi court had
entered a child-custody order involving the child approximately 12 years earlier and had
not relinquished jurisdiction. The district court also determined that a Mississippi court is
a more appropriate forum to hear the adoption. The stepfather appealed, arguing the
district court failed to apply K.S.A. 59-2127, which is the jurisdiction provision of the
Kansas Adoption and Relinquishment Act (KARA), K.S.A. 59-2111 et seq. He asserted
that under that provision a Kansas court could and should determine the Mississippi court
does not have continuing jurisdiction over the child's custody and does not have
4
jurisdiction over this adoption proceeding. The Court of Appeals rejected these
arguments and affirmed, holding that K.S.A. 59-2127 conflicts with provisions of the
Uniform Child-Custody Jurisdiction and Enforcement Act (UCCJEA), K.S.A. 2012
Supp. 23-37,101 et seq., and that the UCCJEA, 9 Pt. 1A U.L.A. § 101 et seq. (1999),
controls over the conflicting KARA jurisdictional provision. Under the UCCJEA
provision, only a Mississippi court can determine it no longer has continuing jurisdiction
to modify the child-custody order.
On review of the Court of Appeals' decision, we conclude the more specific
adoption jurisdiction provision in the KARA, K.S.A. 59-2127, controls the determination
of whether a Kansas court has jurisdiction over an adoption and the UCCJEA applies to
this determination only to the extent K.S.A. 59-2127 incorporates its provisions. Under
K.S.A. 59-2127, a Kansas court can and should determine if the Mississippi court has
continuing jurisdiction over the child-custody order or decree or, alternatively, if it has
jurisdiction over this adoption. We also conclude the district court erred in failing to
apply K.S.A. 59-2127 and in determining Mississippi is a more convenient forum for the
adoption proceeding. Because we cannot declare these errors to be harmless, we reverse
and remand this case, directing the district court to make the findings required by K.S.A.
59-2127.
FACTS AND PROCEDURAL BACKGROUND
H.C.H. (Child) was born in Mississippi in 1997 to C.H. (Father) and C.M.
(Mother). At the time of the birth, Mother and Father were married, but they divorced in
1999. The Chancery Court for the First Judicial District of Hinds County, Mississippi,
granted the divorce and entered a child-custody order; the court granted residential
custody to Mother and allowed for supervised visitation by Father.
5
In 2002, Mother and Child moved to Saline County, where they have resided since
that date. In 2010, Mother married G.M. (Stepfather), a Kansas resident.
On October 3, 2011, Stepfather filed a petition for the stepparent adoption of Child
in Saline County District Court. See K.S.A. 59-2112(d) (defining "stepparent adoption"
as "the adoption of a minor child by the spouse of a parent with the consent of that
parent"). In his verified petition, Stepfather alleged he was a resident of Saline County,
Kansas, "and that is the basis for venue in this Court. The child additionally resides in
Saline County, Kansas with her mother." Stepfather requested termination of Father's
parental rights and a determination that Father's "consent is not required as permitted by
K.S.A. [2012] Supp. 59-2136 because the natural father has failed or refused to assume
the duties of a parent for two (2) consecutive years preceding the filing of the Petition for
Adoption." See K.S.A. 2012 Supp. 59-2136(d) ("In a stepparent adoption, . . . the consent
of [the natural] father must be given to the adoption unless such father has failed or
refused to assume the duties of a parent for two consecutive years next preceding the
filing of the petition for adoption"); K.S.A. 2012 Supp. 59-2136(e) ("Where appropriate,
the request to terminate parental rights may be contained in a petition for adoption.").
Father filed an answer objecting to the adoption and the termination of his parental
rights and asserting that his consent was necessary. He did not raise the defense that the
court lacked personal jurisdiction over him. See K.S.A. 2012 Supp. 23-37,201(c)
("Physical presence of, or personal jurisdiction over, a party or a child is not necessary or
sufficient to make a child-custody determination."). He did, however, challenge the
court's subject matter jurisdiction over the adoption and alleged the Chancery Court of
Hinds County, Mississippi, has exclusive, continuing jurisdiction. Additionally, both
parties to this appeal indicate that Father filed a motion for contempt and modification of
the custody order in the Mississippi court, although there is no factual support for this in
the record on appeal.
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Mother consented to the adoption, and after Father filed an answer asserting his
consent was necessary, mother filed an affidavit. In the affidavit, she stated she and Child
had resided in Kansas since August 2002; they had not been residents of the State of
Mississippi for over 9 years; Father "was well aware" of their move to Kansas; and
Father had no contact with Child since 2002, except to mail a book, statue, card, and
rosary to Child "shortly after" December 2007. She further stated that Stepfather "is a
resident of the State of Kansas and to my knowledge has been such for his entire life."
After these filings, the Saline County District Court requested briefs from the
parties regarding jurisdiction and, after hearing arguments, declined to exercise
jurisdiction. The court reasoned that "adoption proceedings are custody matters subject to
the [Uniform Child Custody Jurisdiction Act (UCCJA), K.S.A. 38-1301 et seq.,] and
Kansas child custody law." For support, the court cited In re Adoption of Baby Girl B., 19
Kan. App. 2d 283, 867 P.2d 1074 (applying UCCJA to determine jurisdiction in adoption
case), rev. denied 255 Kan. 1001 (1994), and In re L.C., 18 Kan. App. 2d 627, 857 P.2d
1375 (1993) (applying UCCJA to determine jurisdiction in termination of parental rights
case). The court then found that the Mississippi Chancery Court had established that
Mississippi was the child's "home state . . . and no Kansas Court may exercise any
jurisdiction over [the] potential adoption until the Mississippi court transfers venue to
Kansas in accordance with K.S.A. 38-1353." Finding no evidence that the Mississippi
court had "divested itself of jurisdiction," the district court determined "all matters
regarding [Child] remain under the sole jurisdiction of the Mississippi court." In addition,
the district court concluded "Saline County, Kansas is not a more convenient forum for
this litigation." Consequently, the district court dismissed Stepfather's petition for
adoption.
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Court of Appeals' Decision
Stepfather appealed to the Court of Appeals, alleging the district court's reliance
on the UCCJA was in error because the UCCJA is no longer in effect in Kansas and
Kansas courts have jurisdiction over the adoption under the jurisdiction provision of the
KARA, K.S.A. 59-2127. The Court of Appeals rejected these arguments and affirmed the
district court's decision. In In re Adoption of H.C.H., No. 107,383, 2012 WL 2926169
(Kan. App. 2012) (unpublished opinion).
The Court of Appeals recognized that the KARA includes provisions regarding
jurisdiction but concluded those provisions are "inconsistent with the workings of" the
UCCJEA, which has replaced the UCCJA cited by the district court. The Court of
Appeals concluded that jurisdiction should be determined by the UCCJEA. Adoption of
H.C.H., 2012 WL 2926169, at *5.
In discussing controlling provisions of the UCCJEA, the Court of Appeals began
its analysis with K.S.A. 2012 Supp. 23-37,206, which is a recodification of the statute
cited by the district court, K.S.A. 38-1353. K.S.A. 2012 Supp. 23-37,206, which
addresses jurisdiction when there are simultaneous proceedings in two states, is Kansas'
codification of UCCJEA § 206. See 9 Pt. 1A U.L.A. § 206, pp. 680-81 (1999). Our
Kansas statute was interpreted by the Court of Appeals as requiring a determination of
whether a custody proceeding had been commenced in another state having jurisdiction
in conformity with the UCCJEA. Adoption of H.C.H., 2012 WL 2926169, at *2.
The Court of Appeals then dismissed Stepfather's arguments that Mississippi no
longer has exclusive, continuing jurisdiction because it has not been Child's home state
since 2002. The court discussed K.S.A. 2012 Supp. 23-37,203 (UCCJEA § 203), which
addresses jurisdiction to modify child-custody determinations, and noted Mississippi's
exclusive jurisdiction would be lost only if a Mississippi court were to make the
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determination it no longer has exclusive, continuing jurisdiction. Citing Mississippi's
statute that codified UCCJEA § 202, the court concluded: (1) The Mississippi court has
not determined it no longer has jurisdiction and (2) Mississippi could exercise continuing
jurisdiction because Father lives in Mississippi. Adoption of H.C.H., 2012 WL 2926169,
at *3-4; see K.S.A. 2012 Supp. 23-37,202; Miss. Code Ann. § 93-27-202 (Rev. 2004;
2012 Supp.).
The Court of Appeals then discussed the conflict between (1) the UCCJEA, which
requires a Mississippi court and only a Mississippi court to make the determination that
Mississippi no longer has exclusive, continuing jurisdiction and (2) K.S.A. 59-
2127(b)(1)(A), the jurisdiction statute in the KARA, which allows a Kansas court to
determine whether a court in another state, such as Mississippi, does not have continuing
jurisdiction. Adoption of H.C.H., 2012 WL 2926169, at *5. The Court of Appeals
determined this conflict should be reconciled by giving priority to the provisions of the
UCCJEA because the policy of the UCCJEA is to promote uniformity. The Court of
Appeals then held "the Kansas trial court was not authorized to determine if the
Mississippi court which made the initial child-custody determination retained exclusive
continuing jurisdiction." Adoption of H.C.H., 2012 WL 2926169, at *5. Accordingly, the
Court of Appeals concluded that Kansas lacked jurisdiction to modify the Mississippi
custody order under the UCCJEA. Adoption of H.C.H., 2012 WL 2926169, at *4-6.
Stepfather timely appealed the Court of Appeals' decision. This court granted
Stepfather's petition for review and has jurisdiction under K.S.A. 20-3018(b).
STANDARD OF REVIEW AND RULES OF STATUTORY INTERPRETATION
The focus of this appeal is a question of law regarding whether the Saline County
District Court had subject matter jurisdiction over this adoption proceeding. Adoption
was not recognized at common law, and subject matter jurisdiction over such a
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proceeding is created by statute. In re Adoption of I.M., 48 Kan. App. 2d 343, 344-45,
288 P.3d 864 (2012); In re Application to Adopt H.B.S.C., 28 Kan. App. 2d 191, 196-97,
12 P.3d 916 (2000). Consequently, the determination of subject matter jurisdiction over
this adoption proceeding requires the interpretation and application of statutes and
presents a question of law over which this court exercises unlimited review. In re
Adoption of X.J.A., 284 Kan. 853, 862, 166 P.3d 396 (2007); In re Adoption of Baby Boy
M., 40 Kan. App. 2d 551, 554-55, 193 P.3d 520 (2008).
Our interpretation of statutes is guided by several well-established rules. The
fundamental rule is that "'the intent of the legislature governs if that intent can be
ascertained.'" In re Adoption of G.L.V., 286 Kan. 1034, 1040, 190 P.3d 245 (2008). "'The
legislature is presumed to have expressed its intent through the language of the statutory
scheme it enacted.'" 286 Kan. at 1040-41. If a statute is plain and unambiguous, there is
no need to resort to statutory construction and this court will neither speculate regarding
legislative intent nor read the statute to add something not readily found in it. Where
there is ambiguity, a court may use legislative history, canons of construction, or other
background considerations to construe the legislature's intent. In re Adoption of A.A.T.,
287 Kan. 590, 627, 196 P.3d 1180 (2008).
As we will more fully discuss, the statutes at issue in this case are ambiguous in
several respects, leading us to use legislative history, canons of construction, and other
considerations in our analysis. These ambiguities are made apparent when one attempts
to apply the rationale of the district court and the Court of Appeals and apply the various
acts—the KARA, the UCCJA, and the UCCJEA.
INTERPLAY OF KARA, UCCJA, AND UCCJEA
Generally, adoption proceedings in Kansas are governed by the KARA. See In re
Adoption of J.M.D., 293 Kan. 153, 159, 260 P.3d 1196 (2011). At the time of the decision
10
in Adoption of Baby Girl B., the decision the district court in this case relied upon as
authority for using the UCCJA to determine jurisdiction, the KARA only addressed
jurisdiction in one type of adoption situation—an agency adoption—even though it
recognized four types of adoptions—adult adoption, agency adoption, stepparent
adoption, and independent adoption. See K.S.A. 59-2112(a)-(d) (defining types of
adoption); K.S.A. 1993 Supp. 59-2127 (cited and discussed in Adoption of Baby Girl B.);
L. 2000, ch. 171, sec. 75 (repealing provisions of K.S.A. 59-2127 specific to jurisdiction
in only agency adoptions); Adoption of Baby Girl B., 19 Kan. App. 2d at 286 (the KARA,
specifically K.S.A. 1993 Supp. 59-2127, "does not include a jurisdictional provision for
independent adoptions, although one is provided for agency adoptions.").
Because the KARA provided no basis for determining jurisdiction in independent
or stepparent adoptions, the Adoption of Baby Girl B. court looked to the UCCJA for
direction. 19 Kan. App. 2d at 286-87. The court reasoned that adoptions "inherently
determine custody issues" and an order of adoption "will terminate the natural father's
parental rights, which for him will be the ultimate and final custody determination."
Adoption of Baby Girl B., 19 Kan. App. 2d at 287. Because the UCCJA governed
jurisdiction in matters of custody, the court determined the provisions of that Act, as
adopted in Kansas, could be used to determine jurisdiction in nonagency adoption cases.
Adoption of Baby Girl B., 19 Kan. App. 2d at 287. In essence, the court filled the void left
by the lack of any jurisdictional statute relating to independent adoptions with the Act
that came closest to addressing the subject.
In this case, the district court adopted this rationale, citing Adoption of Baby Girl
B. and holding that Kansas courts look to the UCCJA to determine jurisdiction in
stepparent adoption proceedings. In doing so, the district court failed to account for three
significant changes in the law regarding jurisdiction in adoption cases that occurred in the
2000 legislative session, 6 years after Adoption of Baby Girl B. was decided. All of these
changes occurred in the same legislation, House Substitute for S.B. 150. This legislation
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was passed after several separate bills were consolidated into one package and additional
provisions were added by the House Committee of the Whole and in a conference
committee. See L. 2000, ch. 171; 2000 H.B. 202; 2000 H. Sub. S.B. 150; 2000 Supp.
Note on H. Sub. S.B. 150.
One of those changes was the repeal of our state's version of the UCCJA. L. 2000,
ch. 171, sec. 84. Hence, as Stepfather points out, the district court misspoke when
referring to the UCCJA several years after its repeal. The extent of that reliance, if any,
appears to be limited, however. Although the court referred to the UCCJA by title, it cited
to K.S.A. 38-1353, which was a provision of the UCCJEA, not the UCCJA. And, in the
second significant change brought about by the 2000 legislation, the legislature adopted
the UCCJEA. L. 2000, ch. 171, secs. 31-72. The third change was the repeal of the
version of K.S.A. 59-2127 (Furse 1994) that addressed jurisdiction only in the
circumstance of an agency adoption and the enactment of the current version that is not
restricted to just agency adoptions as was the previous statute. See L. 2000, ch. 171, sec.
75.
K.S.A. 59-2127, as amended in 2000, is a word-for-word adoption of two
subsections of the jurisdiction provision in the Uniform Adoption Act (UAA), 9 Pt. 1A
U.L.A. § 1-101 et seq. (1999), specifically UAA § 3-101. The UAA jurisdiction
provision was adopted by the National Conference of Commissioners on Uniform State
Laws in 1994, following growing criticism of cases, including Adoption of Baby Girl B.,
which had applied the UCCJA to determinations of jurisdiction in adoption proceedings.
See Hollinger, The Uniform Adoption Act: Reporter's Ruminations, 30 Fam. L.Q. 345,
370 n.75 (1996) (criticizing Adoption of Baby Girl B.'s "convoluted analyses"); Kay,
Adoption in the Conflict of Laws: The U.A.A., Not the U.C.C.J.A., Is the Answer, 84 Cal.
L. Rev. 703, 727 n.107, 728 (1996) (criticizing the "faulty reasoning" of Adoption of
Baby Girl B. and other cases and courts' "overbroad interpretation" of the UCCJA as
applying to adoption cases). The Uniform Law Commissioners and others also
12
recognized that the UCCJA did not fit well in an adoption context. Hollinger, 30 Fam.
L.Q. at 368; see Kay, 84 Cal. L. Rev. at 715 ("The structure of the UCCJA was designed
to fit the fact pattern of the typical interstate child custody dispute in a divorce case. It
does not fit the fact pattern of the typical interstate adoption case.").
Consequently, in 1994, the Uniform Law Commissioners adopted a jurisdiction
provision, specifically UAA § 3-101, 9 Pt. 1A U.L.A. § 3-101, pp. 67-68 (1999), along
with other revisions to the UAA. UAA § 3-101 "generally follows the subject matter
jurisdictional bases chosen by the UCCJA, but with modifications . . . ." Kay, 84 Cal. L.
Rev. at 744-45. As explained by the UAA reporter, "[t]he UAA modifies the UCCJA to
take account of the distinctive jurisdictional issues raised by adoptions of infants and by
stepparent and other intra family adoptions that occur after custody or visitation orders
have been entered by courts in different states." Hollinger, 30 Fam. L.Q. at 368. "[T]he
UAA's goal for adoption proceedings is to have them heard in the forum with the closest
connections to, and the most substantial evidence about, the proposed adoptive family."
Hollinger, 30 Fam. L.Q. at 369; see Kay, 84 Cal. L. Rev. at 745-49 (comparing UAA
provisions to UCCJA counterparts).
UAA § 3-101 consists of three subsections. Subsection (a), which is divided into
five subparts, defines when a court has jurisdiction over an adoption proceeding. In part,
"the UAA changes the UCCJA's basic 'home state' provision, to include the state in which
a minor child has lived with a birth parent or a prospective adoptive parent for the
requisite six or more consecutive months or, if an infant, since shortly after birth."
Hollinger, 30 Fam. L.Q. at 370.
Subsections (b) and (c) of UAA § 3-101 limit jurisdiction by specifying
circumstances in which a court may not exercise jurisdiction over the adoption.
Subsection (b) applies when, at the time the adoption petition is filed, a court in another
state has a pending custody or adoption proceeding involving the child. And subsection
13
(c) applies if a court in another state had previously issued a custody order involving the
child, unless one of two exceptions applies. While both subsections (b) or (c) give
priority to the proceeding commenced first, neither absolutely prohibits a court in the
second forum from exercising jurisdiction. Instead, both subsections define the
circumstances in which jurisdiction can be exercised by the second state. While
subsections (b) and (c) have counterparts in the UCCJA and UCCJEA, they differ from
those counterparts.
Although the goal of the Uniform Law Commissioners was to provide distinct
jurisdictional provisions in adoption cases even though there is a custody component in
the proceeding, that goal was not fully accomplished in Kansas. The Kansas Legislature
did not adopt subsection (a) of UAA § 3-101, the provision defining when a court does
have jurisdiction, even though it adopted subsections (b) and (c), the provisions limiting
when a court cannot exercise that jurisdiction. Compare L. 2000, ch. 171, sec. 75 to UAA
§ 3-101. The distinction between the UAA and UCCJEA envisioned by the Uniform Law
Commissioners was further eroded when the Kansas Legislature did not adopt all of
UCCJEA § 103, 9 Pt. 1A U.L.A. § 103, p. 660 (1999), which states in part that "[t]his act
does not govern an adoption proceeding . . . ." See K.S.A. 2012 Supp. 23-37,103 ("This
act does not govern a proceeding pertaining to the authorization of emergency medical
care for a child."); see also 1 Elrod & Buchele, Kansas Law and Practice, Kansas Family
Law § 6.31, p. 366 (2012-13 Supp.) (UCCJEA generally does not apply to adoption
proceedings, but it has been applied in Kansas).
The resulting jurisdiction statute in the KARA reads:
"(a) A court of this state may not exercise jurisdiction over a proceeding for
adoption of a minor if at the time the petition for adoption is filed a proceeding
concerning the custody or adoption of the minor is pending in a court of another state
exercising jurisdiction substantially in conformity with the uniform child custody
14
jurisdiction act, or the uniform child custody jurisdiction and enforcement act, or this act
unless the proceeding is stayed by the court of the other state.
"(b) If a court of another state has issued a decree or order concerning the
custody of a minor who may be the subject of a proceeding for adoption in this state, a
court of this state may not exercise jurisdiction over a proceeding for adoption of the
minor unless:
(1) The court of this state finds that the court of the state which issued the decree
or order:
(A) Does not have continuing jurisdiction to modify the decree or order under
jurisdictional prerequisites substantially in accordance with the uniform child custody
jurisdiction act, or the uniform child custody jurisdiction and enforcement act, or has
declined to assume jurisdiction to modify the decree or order, or
(B) does not have jurisdiction over a proceeding for adoption substantially in
conformity with subsection (a)(1) through (4) or has declined to assume jurisdiction
proceeding for adoption; and
(2) the court of this state has jurisdiction over the proceeding.
"(c) Before determining whether or not to exercise its jurisdiction the court may
communicate with a court of another state and exchange information pertinent to the
assumption of jurisdiction by either court with a view to assuring that jurisdiction will be
exercised by such court of another state and that a forum will be available to the parties.
"(d) If the court determines not to exercise its jurisdiction, it may dismiss the
proceedings, or it may stay the proceedings upon condition that an adoption proceeding
be promptly commenced in another named state or upon any other conditions which may
be just and proper." K.S.A. 59-2127.
As we will more fully discuss, the result is an incomplete statutory scheme fraught
with ambiguity. For example, although the legislature did not adopt UAA § 3-101(a) and
its subparts (1) through (4), it did not delete from K.S.A. 59-2127(b)(1)(B) the UAA's
language that cross-references subsection (a)(1) through (4). As another example, while
the Uniform Law Commissioners purposefully created provisions in the UAA that differ
from the UCCJEA, they reconciled the potential conflict by specifically saying the
UCCJEA did not apply, except where specifically incorporated. As pointed out by the
15
Court of Appeals, the Kansas Legislature adopted the conflicting provisions but then
provided no explicit guidance on how to reconcile the conflict.
Unfortunately, the minutes of the 2000 Kansas Legislature offer no insight into the
legislature's intent. Nevertheless, we know the legislature amended K.S.A. 59-2127. That
fact combines with several rules of statutory construction to lead us to conclude the
district court and the Court of Appeals erred in this case in holding that the UCCJEA
controlled over the provisions of K.S.A. 59-2127, including the provision authorizing a
Kansas court to determine if the court of another state has continuing jurisdiction over a
child-custody determination.
ERROR IN APPLICATION OF K.S.A. 59-2127
Generally, in construing a statute, a court presumes "the legislature acts with full
knowledge of existing law." State v. Henning, 289 Kan. 136, 144-45, 209 P.3d 711
(2009). In the context of this case, this would mean that we presume the legislature was
aware of the decision in Adoption of Baby Girl B. and knew that Kansas courts were
looking to the UCCJA or its replacement, the UCCJEA, to determine jurisdiction in
nonagency adoption cases. The legislature altered that status quo when it amended K.S.A.
59-2127 and, in doing so, adopted provisions that differ from and are at odds with
provisions in the UCCJA and UCCJEA.
The legislative decision to amend K.S.A. 59-2127 takes on additional significance
in light of the canon of construction that directs a court to "presume that the legislature
does not intend to enact useless or meaningless legislation." Adoption of G.L.V., 286 Kan.
at 1041. We must, therefore, give meaning to K.S.A. 59-2127 rather than ignore it, which
is essentially what the district court and Court of Appeals did. These presumptions
support the conclusion the legislature meant to limit the holding in Adoption of Baby Girl
B. in cases where the adoption proceedings are covered by K.S.A. 59-2127.
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Further, we cannot dismiss the effect of K.S.A. 59-2127, as did the Court of
Appeals, simply because its provisions differ from similar provisions found in the
UCCJEA. Instead, we presume the legislature was aware of all the provisions in the same
legislation and knew there were overlapping provisions that contained similar, but not
identical, directives. The legislative history, which in this case includes the comments
accompanying the uniform laws, indicates there were reasons for distinguishing between
adoption and other custody proceedings and the Uniform Law Commissioners tailored
UAA § 3-101 to accommodate the unique circumstances of adoptions. The Kansas
Legislature adopted some of these distinctions. This court must consider these various
provisions in pari materia with a view of reconciling and bringing the provisions into
workable harmony, if possible. See State v. Raschke, 289 Kan. 911, 914, 219 P.3d 481
(2009). This can be done by recognizing the goal of the Uniform Law Commissioners in
drafting the UAA to have adoption proceedings heard in the forum with the closest
connections to, and the most substantial evidence about, the proposed adoptive family.
Often, that forum is not the "home state" defined under the provisions of the UCCJEA.
See Hollinger, 30 Fam. L.Q. at 368-69.
The Court of Appeals' decision to give preference to the policy behind the
UCCJEA rather than the policy underlying UAA § 3-101 violates yet another canon of
statutory construction:
"[C]ourts are obliged to take the legislature at its word, unless there is ambiguity, because
the legislature, unlike the judiciary, is a branch of government charged with developing
public policy on behalf of the electorate and because judicial deference to clear statutory
language promotes long-term predictability and stability in Kansas law." State v.
Mishmash, 295 Kan. 1140, 1143, 290 P.3d 243 (2012).
Even if we disagree with the policy reflected in K.S.A. 59-2127, we are obligated to
apply the provision.
17
Finally, we note the canon of construction that instructs courts to apply a specific
statute over a general statute and a specific provision within a statute over a more general
provision within the statute. In re K.M.H., 285 Kan. 53, 82, 169 P.3d 1025 (2007), cert.
denied 555 U.S. 937 (2008).
Individually and collectively, these canons suggest K.S.A. 59-2127 controls the
determination of jurisdiction in those adoption proceedings where its provisions apply,
that is where there is or has been a child-custody proceeding involving the child in
another state. Courts in other states, including Mississippi, have adopted this view. See,
e.g., In re Adoption of D.N.T., 843 So. 2d 690, 705 (Miss. 2003). Accordingly, K.S.A. 59-
2127 controls, and the UCCJEA applies only to the extent K.S.A. 59-2127 incorporates
its provisions.
Hence, the district court and Court of Appeals erred in not applying the language
of K.S.A. 59-2127(b)(1), which allows a Kansas court to make certain findings regarding
the court of another state that issued the child-custody decree or order. Further, both of
these courts erred in failing to consider other provisions in K.S.A. 59-2127.
Nevertheless, if, as a matter of law based on the factual findings made by the
district court, K.S.A. 59-2127 prohibits a Kansas court from exercising jurisdiction over
Stepfather's petition, the errors committed by the district court and Court of Appeals
would be harmless and not reversible. See K.S.A. 60-2105 (an "appellate court shall
disregard all mere technical errors and irregularities which do not affirmatively appear to
have prejudicially affected the substantial rights of the party complaining"); State v.
Ward, 292 Kan. 541, Syl. ¶ 6, 256 P.3d 801 (2011), cert. denied 132 S. Ct. 1594 (2012)
(harmless error test of K.S.A. 60-261 and K.S.A. 60-2105 requires determination of
whether there is a reasonable probability that the error affected the outcome).
Consequently, we must apply the provisions of K.S.A. 59-2127 to determine if there is a
18
reasonable probability the error affected the outcome of the decision not to exercise
jurisdiction. If the issue cannot be resolved as a matter of law, the discussion will
hopefully provide some guidance on remand.
APPLICATION OF K.S.A. 59-2127 AND THE UCCJEA
As we have discussed, K.S.A. 59-2127 does not affirmatively state when a Kansas
court may exercise jurisdiction over an adoption. It merely limits when a court cannot
exercise jurisdiction. Although this leaves an ambiguity regarding how jurisdiction is
determined in a stepparent adoption proceeding, that ambiguity is not at issue in this
appeal because Father only argues that Mississippi has priority in the exercise of
jurisdiction; he does not suggest Kansas would lack jurisdiction over the adoption if it is
determined that Mississippi does not have continuing jurisdiction over the child-custody
order. In other words, the parties raise an issue that is resolved by the limitations stated in
K.S.A. 59-2127: Can a Kansas court exercise jurisdiction if another court has made a
child-custody determination regarding the child? In addressing this issue, K.S.A. 59-2127
divides interstate cases into two broad categories: (a) those in which there is a custody
proceeding pending in another state and (b) those in which the court of another state has
issued a decree or order concerning the custody of the child.
K.S.A. 59-2127(a)—Pending Custody or Adoption Proceeding in Another State
More specifically, the first limitation in K.S.A. 59-2127 applies "if at the time the
petition for adoption is filed a proceeding concerning the custody or adoption of the
minor is pending in a court of another state." K.S.A. 59-2127(a). This provision does not
limit Kansas' jurisdiction over this adoption.
It is undisputed that the Mississippi court had issued a custody order several years
before the adoption was filed. A prior order falls clearly under the language of K.S.A. 59-
19
2127(b)—"[i]f a court of another state has issued a decree or order"—rather than
subsection (a). (Emphasis added.) Further, as made clear by the temporal reference in
subsection (a), the time of the filing of the petition is the point to determine whether there
is a pending action in another state. As a result, if we accept the unsupported assertion
that Father filed a motion for contempt in Mississippi after the adoption action was filed,
the Mississippi filing does not divest Kansas of jurisdiction. Further, there has been no
suggestion that another adoption proceeding was pending. Consequently, the Saline
County District Court was not prohibited from exercising jurisdiction under K.S.A. 59-
2127(a).
K.S.A. 59-2127(b)—Prior Custody Order in Another State
K.S.A. 59-2127(b) must be considered, however, because the Mississippi court
had issued a prior custody order concerning the child in 1999. Under the plain language
of subsection (b), if a court of another state has made a child-custody determination, a
Kansas court cannot exercise jurisdiction unless one of several stated exceptions apply.
These exceptions are divided into two major categories, each with alternatives. The first
category—subsection (b)(1)(A)—focuses on continuing jurisdiction over the child-
custody order or decree, and the second—subsection (b)(1)(B)—focuses on jurisdiction
over the adoption proceeding.
If one of these exceptions applies, the Kansas court must also determine that it has
jurisdiction. As we have noted, at least in this appeal, Father does not dispute that a
Kansas court could have jurisdiction if the Mississippi court does not.
K.S.A. 59-2127(b)(1)(A)—Determining if Mississippi Has Continuing Jurisdiction
The Court of Appeals focused on the exception stated in K.S.A. 59-2127(b)(1)(A),
which applies if a Kansas court finds that the issuing state "[d]oes not have continuing
20
jurisdiction to modify the [child-custody] decree or order under jurisdictional
prerequisites substantially in accordance with the . . . [UCCJEA], or has declined to
assume jurisdiction to modify the [child-custody] decree or order."
It is undisputed that the last of these two alternatives—i.e., the issuing state has
declined to exercise jurisdiction to modify the order—does not apply: There is no factual
suggestion in the record or argument by any party to support its application. As far as we
know, the Mississippi court has neither declined nor affirmed its exclusive, continuing
jurisdiction over the child-custody order.
The other alternative, as discussed by the Court of Appeals, is in conflict with the
UCCJEA. It allows a Kansas court to determine whether the Mississippi court has
continuing jurisdiction, but the UCCJEA, specifically K.S.A. 2012 Supp. 23-
37,202(a)(2), allows only the Mississippi court to make this determination. Compare
K.S.A. 59-2127(b)(1) ("The court of this state finds that the court of the state which
issued the decree or order") with K.S.A. 2012 Supp. 23-37,202(a)(1) ("[A] court of this
state which has made a child-custody determination . . . has exclusive, continuing
jurisdiction over the determination until: (1) A court of this state determines" there is no
significant connection with this state.); see UCCJEA § 202, comment 1, 9 Pt. 1A U.L.A.
§ 202, p. 674 (1999) ("The use of the phrase 'a court of this state' under subsection [a][1]
makes it clear that that the original decree state is the sole determinant of whether
jurisdiction continues.")
Although the district court did not cite K.S.A. 2012 Supp. 23-37,202(a)(2), it
effectively applied the statute by ruling that the Mississippi court retains jurisdiction until
it rules otherwise. As previously indicated, we hold this ruling was in error. For the
reasons we have discussed, we conclude K.S.A. 59-2127 controls over the conflicting
UCCJEA provision and a Kansas court can make the determination of whether the
21
original decree state, in this case Mississippi, has continuing jurisdiction in an adoption
proceeding.
Stepfather argues the district court should have found that the Mississippi court
does not have exclusive, continuing jurisdiction under Miss. Code Ann. § 93-27-202
(Rev. 2004; 2012 Supp.) and K.S.A. 2012 Supp. 23-37,202, both of which are identical to
UCCJEA § 202, because "neither the child, the child's parents, and any person acting as a
parent [has] a significant connection with" Mississippi. Stepfather alleges Father has not
resided continuously in Mississippi, and "substantial evidence is no longer available in
[Mississippi] concerning the child's care, protection, training, and personal relationships."
See UCCJEA § 202, comment 2, 9 Pt. 1A U.L.A. § 202, pp. 674-75 (1999) (noting that
state loses exclusive, continuing jurisdiction if the child, the parents, and all persons
acting as parents leave the state, and jurisdiction will not be reestablished if the
noncustodial parent returns to the state). Each of these arguments is fact dependent and
necessitates factual findings before Miss. Code Ann. § 93-27-202 and K.S.A. 2012 Supp.
23-37,202 can be applied. The district court did not consider these facts, and this court,
which does not make factual findings, is unable to determine for the first time on appeal
if Stepfather could meet the required burden. See State v. Berriozabal, 291 Kan. 568,
591, 243 P.3d 352 (2010) (appellate court only reviews factual findings made by district
court, it does not make findings).
These factual determinations may not need to be made, however, if the exception
in K.S.A. 59-2127(b)(1)(B) applies.
K.S.A. 59-2127(b)(1)(B)—Determining if Mississippi Has Jurisdiction Over the Adoption
Proceeding
Neither the district court nor the Court of Appeals discussed K.S.A. 59-
2127(b)(1)(B), which applies if the state issuing the initial custody order "does not have
22
jurisdiction over a proceeding for adoption substantially in conformity with subsection
(a)(1) through (4) or has declined to assume jurisdiction." (Emphasis added.) As
compared to subsection (b)(1)(A), which focuses on continuing jurisdiction over the
child-custody order, subsection (b)(1)(B) focuses on jurisdiction over the adoption.
K.S.A. 59-2127(b)(1)(B) should not have been ignored because K.S.A. 59-
2127(b)(1)(A) and (b)(1)(B) are joined by the conjunction "or." Generally, the
legislature's use of the conjunction "or" signals the intent to state alternatives, separating
each alternative into distinct subsections. See State v. Brown, 295 Kan. 181, 196, 284
P.3d 977 (2012). Consequently, the legislature's use of or between subsections (A) and
(B) in K.S.A. 59-2127(b)(1) means the legislature intended for a court to have two
alternatives for asserting jurisdiction over an adoption proceeding, even though a court of
another state had issued a custody order. These alternatives are either: (A) The other
court does not have continuing jurisdiction over the child-custody determination or (B)
the other court does not have jurisdiction over the adoption proceeding.
In other words, even if the Mississippi court has continuing jurisdiction over the
child-custody determination, the Kansas court would have jurisdiction if the Mississippi
court does not have jurisdiction over the adoption. As the Reporter for the Uniform Law
Commissioners explains, under the UAA the original state may "continue to have
jurisdiction to modify" the original child-custody determination "but does not have
jurisdiction over the proposed adoption, [and] the adoption petition should be filed where
the adopters live." Hollinger, The Uniform Adoption Act: Reporter's Ruminations, 30
Fam. L.Q. 345, 371 (1996). Consequently, we consider the two alternatives provided in
K.S.A. 59-2127(b)(1)(B).
One alternative in this provision applies if Mississippi "has declined to assume
jurisdiction proceeding for adoption." K.S.A. 59-2127(b)(1)(B). It is undisputed that
Mississippi has not asserted or declined to assume jurisdiction over the adoption; in fact,
23
there is no indication in the record on appeal that the Mississippi court is even aware of
the adoption proceeding.
The second alternative applies if Mississippi "does not have jurisdiction over a
proceeding for adoption substantially in conformity with subsection (a)(1) through (4)."
(Emphasis added.) K.S.A. 59-2127(b)(1)(B). Application of this alternative is
complicated by the ambiguity resulting from the cross-reference to "subsection (a)(1)
through (4)," subsections that do not exist. As we previously discussed, the source of the
phrase "substantially in conformity with subsection (a)(1) through (4)" in K.S.A. 59-
2127(b)(1)(B) is easily determined because the language of that subsection is identical to
UAA § 3-101(b). UAA § 3-101 includes a subsection (a) that has five subsections and,
obviously, UAA § 3-101(b) refers back to four of those five subsections—(a)(1) through
(4). See 9 Pt. 1A U.L.A. § 3-101, pp. 67-68 (1999). Thus, in the full context of UAA § 3-
101 the phrase makes sense and can be applied.
Since the Kansas Legislature did not adopt these subsections, the retention of the
cross-reference has all the earmarks of a drafting error. This conclusion is further
supported by the fact that although there are other statutes in the KARA that have
subsections (a)(1) through (4), those statutes do not relate to jurisdiction over adoption
proceedings. See K.S.A. 59-2121 (payment for adoption); K.S.A. 59-2128 (petition for
adoption); K.S.A. 2012 Supp. 59-2129 (consent); K.S.A. 59-2130 (independent and
agency adoptions); K.S.A. 59-2139 (petition for adult adoption).
Father suggests, however, that we should look to see if the exercise of jurisdiction
conforms to K.S.A. 2012 Supp. 23-37,201, which has subsections (a)(1) through (4). This
UCCJEA provision defines jurisdiction over initial child-custody determinations and has
been applied by the Court of Appeals in adoptions where an initial child-custody
determination is being made. See In re B.B.M., No. 91,959, 2004 WL 2929120, at *2-5
(Kan. App. 2004) (unpublished opinion) (discussing jurisdiction issues where the
24
biological unwed parents lived in Texas, mother came to Kansas to give birth and
consented to adoption, father objected and filed a parentage proceeding at the same time
the adoptive parents filed an adoption petition; Kansas had subject matter jurisdiction as
the child's home state); In re Adoption of Baby C., No. 90,035, 2003 WL 22990194, at
*2-3 (Kan. App. 2003) (unpublished opinion) (biological father's attempt to set aside an
adoption decree on the grounds of lack of jurisdiction failed because Kansas was the
home state of the child on the date of the commencement of the proceedings), rev. denied
277 Kan. 924 (2004).
Nevertheless, this case does not fall under the terms of that UCCJEA provision
because it does not involve an initial child-custody determination. And the UCCJEA
provisions that arguably do apply—K.S.A. 2012 Supp. 23-37,202 (exclusive, continuing
jurisdiction) and K.S.A. 2012 Supp. 23-37,203 (jurisdiction to modify determination)—
do not have subsections (a)(1) through (4). Father suggests that nonetheless because
K.S.A. 59-2127 incorporates the UCCJEA, we should consider all of the UCCJEA to be
incorporated. Not only would such an approach expand the language adopted by the
legislature, it would effectively duplicate K.S.A. 59-2127(b)(1)(A) and require a
determination of whether the Mississippi court has continuing jurisdiction over the child-
custody determination. As we have discussed, the intent of the UAA § 3-101 and of
K.S.A. 59-2127 is to provide distinct alternatives that require a determination of whether
Mississippi has continuing jurisdiction over the child-custody determination or whether
Mississippi has jurisdiction over the adoption.
Consequently, we conclude the cross-reference to subsections (a)(1) through (4) in
K.S.A. 59-2127(b)(1)(B) points to thin air and is meaningless. We frequently reiterate
that courts do not delete language from or add language to Kansas statutes. E.g., State v.
Ardry, 295 Kan. 733, 737, 286 P.3d 207 (2012). Nevertheless, as the United States
Supreme Court has stated, general rules of statutory construction and specific canons
"'are often countered . . . by some maxim pointing in a different direction.' [Citation
25
omitted.]" Chickasaw Nation v. United States, 534 U.S. 84, 94, 122 S. Ct. 528, 151 L. Ed.
2d 474 (2001). The Supreme Court then provided an example relevant to our
consideration of K.S.A. 59-2127(b)(1)(B):
"The canon requiring a court to give effect to each word 'if possible' is sometimes offset
by the canon that permits a court to reject words 'as surplusage' if 'inadvertently inserted
or if repugnant to the rest of the statute . . . .' K. Llewellyn, The Common Law Tradition
525 (1960). And the latter canon has particular force here where the surplus words
consist simply of a numerical cross-reference in a parenthetical. [Citation omitted.]" 534
U.S. at 94.
We conclude that this is one of the rare cases in which it is appropriate to reject
the cross-reference phrase as surplusage because we are not able to give the phrase
meaning. The phrase does not cross-reference an existing or repealed statute. Cf.
Herrmann v. Cencom Cable Associates, Inc., 978 F.2d 978, 983 (7th Cir. 1992)
("[C]ross-references pose[] a risk that one of the references will point to thin air, or to a
destination out of synch with the referring provision [if repealed]. . . . The best approach,
we believe, is the one we have used here: treat the referring clause as continuing to point
to its original target, even if that target moves or acquires a new number."). And,
although the offending phrase in K.S.A. 59-2127(b)(1)(B) is not in a parenthetical, it is a
numerical cross-reference. Consequently, striking the cross-reference phrase
"substantially in conformity with subsection (a)(1) through (4)," we conclude the task
imposed by K.S.A. 59-2127(b)(1)(B) is to determine if Mississippi "does not have
jurisdiction over a proceeding for adoption."
To make this determination, we must examine Mississippi statutes that define
jurisdiction over adoption proceedings. Father cites Miss. Code Ann. § 93-27-201 (Rev.
2004; 2012 Supp.), which codifies UCCJEA § 201 (initial child-custody jurisdiction) and
is substantially equivalent to K.S.A. 2012 Supp. 23-37,201, to argue Mississippi does
have jurisdiction over the adoption. But Father also recognizes that Mississippi has
26
adopted a specific statute regarding jurisdiction for adoption proceedings; he addresses
this statute as an alternative argument, however. Father's primary reliance on the
UCCJEA provision is misplaced because the Mississippi Supreme Court has emphasized
that the UCCJEA provisions "should not be indiscriminately utilized in adoption cases in
an effort to obtain or defeat jurisdiction in our Mississippi courts because our statutes
accommodate us well in clearly setting out the jurisdiction and venue requirements in
adoption proceedings." Adoption of D.N.T., 843 So. 2d at 705. Hence, we look to
Mississippi's adoption jurisdiction statute to determine if that state would have
jurisdiction over Stepfather's petition.
The Mississippi adoption statute is virtually identical to UAA § 3-101; however,
the UAA subsections (a)(1) through (5) are relabeled (1)(a) through (e). The Mississippi
statute states, in part:
"(1) Except as otherwise provided in subsections (2) and (3), a court of this state
has jurisdiction over a proceeding for the adoption of a minor commenced under this
chapter if:
(a) Immediately before commencement of the proceeding, the minor lived in this
state with a parent, a guardian, a prospective adoptive parent or another person acting as
parent, for at least six (6) consecutive months, excluding periods of temporary absence,
or, in the case of a minor under six (6) months of age, lived in this state from soon after
birth with any of those individuals and there is available in this state substantial evidence
concerning the minor's present or future care;
(b) Immediately before commencement of the proceeding, the prospective
adoptive parent lived in this state for at least six (6) consecutive months, excluding
periods of temporary absence, and there is available in this state substantial evidence
concerning the minor's present or future care;
(c) [Relating to agency adoptions] . . . ;
. . . .
(d) [Relating to emergency adoptions] . . . ; or
27
(e) It appears that no other state would have jurisdiction under prerequisites
substantially in accordance with paragraphs (a) through (d), or another state has declined
to exercise jurisdiction on the ground that this state is the more appropriate forum to hear
a petition for adoption of the minor, and it is in the best interest of the minor that a court
of this state assume jurisdiction." Miss. Code Ann. § 93-17-3(1) (Rev. 2004; 2012 Supp.).
Because the minor and the prospective adoptive parent lived in Kansas and not
Mississippi for the 6 months immediately preceding the filing of the adoption petition, a
Mississippi court could not exercise jurisdiction under either subsections (a) or (b). Nor
could it under subsections (c) and (d), which address agency and emergency adoptions.
Application of subsection (e) is more complicated. Before discussing its
application, we note that if the Kansas Legislature had adopted all of UAA § 3-101, we
would not consider the application of subsection (1)(e), which is the counterpart to UAA
§ 3-101(a)(5), because the UAA limits the consideration of whether the other state's
exercise of jurisdiction "is substantially in conformity with subsection (a)(1) through (4),"
which corresponds to subsections (1)(a) through (d) in the Mississippi statute.
Nevertheless, because we have redacted this cross-reference phrase from the Kansas
statute, we will consider whether a Mississippi court could exercise jurisdiction under
subsection (e).
Subsection (e) provides two alternatives. The first alternative applies if "[i]t
appears that no other state would have jurisdiction under prerequisites substantially in
accordance with paragraphs (a) through (d)." Miss. Code Ann. § 93-17-3(1)(e). Because
Child and Stepfather had resided in Kansas for at least the 6 consecutive months
immediately before the filing of the petition for adoption, Kansas could exercise
jurisdiction under the prerequisites in accordance with subsections (a) and (b). And
because subsections (c) and (d) are not relevant to this case and, therefore, would not
prevent the exercise of jurisdiction under subsections (a) or (b), Kansas could exercise
28
jurisdiction in accordance with subsections (a) through (d). As a result, Mississippi has
jurisdiction only if the other alternative in subsection (e) applies.
The second alternative applies if "another state has declined to exercise
jurisdiction on the ground that this state [Mississippi] is the more appropriate forum to
hear a petition for adoption of the minor, and it is in the best interest of the minor that a
court of this state assume jurisdiction." Miss. Code Ann. § 93-17-3(1)(e). Here, the
district court determined Mississippi is the more appropriate forum. Yet, even if we
found that the district court did not abuse its discretion in making that decision, we
cannot apply this statute because we do not know if a Mississippi judge would determine
that it is in the child's best interest for a Mississippi court to assume jurisdiction. In part,
this is because the district court did not utilize the procedure set out in K.S.A. 59-2127(c),
which would have allowed the court to communicate with the Mississippi court "with a
view to assuring that jurisdiction will be exercised by such court . . . and that a forum will
be available to the parties." Before a district court rules that another state is the more
appropriate forum to exercise jurisdiction over an adoption proceeding, the court should
utilize the procedure provided in K.S.A. 59-2127(c).
No Limitation on Kansas' Jurisdiction
This means there is no limitation on Kansas' jurisdiction over this adoption
proceeding that can be determined as a matter of law or by applying the district court's
findings of fact to the law. This conclusion also means that the district court's failure to
apply K.S.A. 59-2127 cannot be deemed harmless error because there is a reasonable
probability the outcome would have been different had the district court made the
necessary findings and applied K.S.A. 59-2127.
29
INCONVENIENT FORUM
Alternatively, the district court determined Kansas is an inconvenient forum and
Mississippi is the most appropriate forum. The parties argue over whether the court
appropriately applied the factors listed in K.S.A. 2012 Supp. 23-37,207(b)(1) through (8),
the inconvenient forum provision of the UCCJEA. Neither party questions the
applicability of that provision to an adoption proceeding. And there is authority for
applying it. See In re Adoption of Baby Boy M., 40 Kan. App. 2d 551, 557-58, 193 P.3d
520 (2008); In re Adoption of Baby Girl B., 19 Kan. App. 2d 283, 288, 867 P.2d 1074,
rev. denied 255 Kan. 1001 (1994). Nevertheless, we note the question—especially as it
arises in a stepparent adoption proceeding where the KARA substantially limits the use
of the UCCJEA—to emphasize that this opinion should not be read to stand as another
authority where the question was considered and resolved.
In reviewing a district court's decision under K.S.A. 2012 Supp. 23-37,207, an
appellate court reviews a decision to exercise or decline jurisdiction for an abuse of
discretion. Adoption of Baby Boy M., 40 Kan. App. 2d at 557; Adoption of Baby Girl B.,
19 Kan. App. 2d at 288. Judicial discretion is abused, among other ways, "if the judicial
action is based on an error of law, i.e., if the discretion is guided by an erroneous legal
conclusion." State v. Ward, 292 Kan. 541, 550, 256 P.3d 801 (2011), cert. denied 132 S.
Ct. 1594 (2012). Here, the district court made two errors of law that constitute an abuse
of discretion.
First, the district court found that Mississippi is an appropriate forum without a
proper determination that Mississippi has jurisdiction over the adoption. If Mississippi
does not have continuing jurisdiction to modify the child-custody determination or does
not have jurisdiction over the adoption, it is not an available forum and, therefore, cannot
be the most appropriate forum. The district court erred in failing to make these
determinations before deeming Mississippi the more appropriate forum.
30
In addition, the district court failed to consider and apply K.S.A. 2012 Supp. 23-
37,207(d), which states: "A court of this state may decline to exercise jurisdiction under
[the UCCJEA] if a child-custody determination is incidental to an action for divorce or
another proceeding while still retaining jurisdiction over the divorce or other
proceeding." This provision is significant because, as we have noted, under the UAA the
original state may continue to have jurisdiction to modify the original child-custody
determination but not have jurisdiction over the proposed adoption. The UAA Reporter
has indicated that "[i]mplicitly, the UAA suggests . . . the adoption petition should
be . . . stayed in order to first terminate or modify the custody or visitation order in the
original state." Hollinger, 30 Fam. L.Q. at 371; accord Kay, Adoption in the Conflict of
Laws: The U.A.A., Not the U.C.C.J.A., Is the Answer, 84 Cal. L. Rev. 703, 751 (1996)
(opining that decision in Souza v. Superior Court, 193 Cal. App. 3d 1304, 238 Cal. Rptr.
892 [1987], is consistent with UAA § 3-101; court ruled second state had jurisdiction
over adoption, but the state that had issued the initial child-custody order should
determine whether father's consent would be dispensed with on the ground he had
abandoned his daughter consequently staying the adoption proceeding pending resolution
of the custody order); see K.S.A. 59-2127(d) (allowing a court of this state to stay an
adoption proceeding on the condition that the proceeding is promptly commenced upon
the resolution of conditions deemed proper).
On remand, if in the application of K.S.A. 59-2127(b)(1)(A) the district court
determines Mississippi has continuing jurisdiction over the child-custody determination,
K.S.A. 2012 Supp. 23-37,307 should be considered. In doing so, the purpose of K.S.A.
59-2127, which is to have adoption proceedings heard in the forum with the closest
connections to, and the most substantial evidence about, the proposed adoptive family,
should be considered.
31
CONCLUSION
We hold that the district court and Court of Appeals erred in failing to apply
K.S.A. 59-2127 and determining that a Kansas court cannot exercise jurisdiction over this
adoption proceeding simply because the Mississippi court has not relinquished
jurisdiction over child-custody determinations involving the child. We further hold that
there was error in failing to consider all provisions of K.S.A. 59-2127, including the
question of whether a Mississippi court could exercise jurisdiction over the adoption.
Finally, we hold the district court abused its discretion in determining Mississippi is a
more appropriate forum.
Because there is a reasonable probability that a Kansas court has jurisdiction over
this stepparent adoption proceeding, we find these errors to be reversible. We remand for
the district court to apply the provisions of K.S.A. 59-2127 in a manner consistent with
this decision.
In closing, we urge the Kansas Legislature to address the ambiguities in K.S.A.
59-2127 brought to light by the facts of this case. While Kansas courts have adopted the
"convoluted" approach of looking to the UCCJEA and specifically K.S.A. 2012 Supp.
23-37,201 in cases where there has not been a previous child-custody determination
because there is no other statute to look to, this provision does not fit the circumstances
of a stepparent adoption. Our decision to strike the cross-reference to subsections (a)(1)
through (4) in K.S.A. 59-2127(b)(1)(B) is merely a Band-Aid that does not adequately
cover the gaping holes in the statutory framework. Study and legislative action is needed
to provide clarity that will spare children, adoptive families, and natural parents the pain,
expense, and delays inherent in litigation.
Judgment of the Court of Appeals affirming the district court is reversed.
Judgment of the district court is reversed and remanded with directions.