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104083
1
IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 104,083
STATE OF KANSAS,
Appellee,
v.
STEPHEN BERNARD FOSTER,
Appellant.
SYLLABUS BY THE COURT
1.
A criminal defendant is not required to challenge the sufficiency of the evidence in
the trial court in order to present a claim on appeal that the evidence presented at trial was
legally insufficient to support the convictions.
2.
The scope of the test for evidence sufficiency depends upon whether the jury is
instructed that the defendant committed a single offense by one statutory means that is
susceptible to being proved in different ways or whether the jury is instructed that the
defendant committed a single offense by two or more distinct alternative means by which
the legislature has said the crime can be committed. If the jury is instructed on alternative
means for a single offense, the record must contain sufficient evidence from which a
rational factfinder could have found the defendant guilty on each and every alternative
means, i.e., there must be a super-sufficiency of the evidence.
3.
Issues of statutory interpretation and construction, including issues of whether a
statute creates alternative means, raise questions of law reviewable de novo on appeal.
2
4.
Alternative means are legislatively determined, distinct, material elements of a
crime, as opposed to legislative descriptions of the material elements or of the factual
circumstances that would prove the crime. The legislature typically signals its intent to
state alternative means through statutory structure, separating alternatives into distinct
subsections of the same statute, albeit such separation is not always present.
5.
In K.S.A. 21-3710(a), the legislature set forth in separate subparagraphs three
types of conduct whereby the crime of forgery can be committed, i.e., three alternative
means. One can commit forgery under subparagraph (1) by creating a forged instrument;
one can commit forgery under subparagraph (2) by offering an instrument known to be a
forgery (by whomever created); and one can commit forgery under subparagraph (3) by
knowingly possessing a forged instrument (by whomever created) with the intent to offer
it. The disjunctive phrases, "making, altering or endorsing" in subparagraph (a)(1) and
"made, altered or endorsed" in the other two subparagraphs, simply describe ways in
which a forged instrument can be created. The disjunctive phrases, "issuing or delivering"
and "issue or deliver," which are contained in subparagraphs (2) and (3), respectively,
simply describe ways in which a person can offer a forged instrument.
6.
Because the phrase "issuing or delivering" in K.S.A. 21-3710(a)(2) does not create
alternative means of offering a forged instrument, the super-sufficiency rule does not
apply and substantial competent evidence that the defendant knowingly delivered a
forged written instrument, standing alone, is sufficient to support a forgery conviction
under that subparagraph.
3
Review of the judgment of the Court of Appeals in 46 Kan. App. 2d 233, 264 P.3d 116 (2011).
Appeal from Shawnee District Court; MARK S. BRAUN, judge. Opinion filed November 15, 2013.
Judgment of the Court of Appeals affirming the district court is affirmed. Judgment of the district court is
affirmed.
Heather Cessna, of Kansas Appellate Defender Office, argued the cause and was on the brief for
appellant.
Jason E. Geier, assistant district attorney, argued the cause, and Darren E. Root, assistant district
attorney, Chadwick J. Taylor, district attorney, and Steve Six, attorney general, were on the brief for
appellee.
The opinion of the court was delivered by
JOHNSON, J.: A jury convicted Stephen Bernard Foster of certain offenses that
included the crime of forgery based upon his attempt to cash a $350 check at
CheckSmart. The Court of Appeals affirmed the forgery conviction in a published
opinion: State v. Foster, 46 Kan. App. 2d 233, 264 P.3d 116 (2011). In reaching its
decision, the panel rejected Foster's argument that the terms "issuing or delivering" in
K.S.A. 21-3710(a)(2) establish alternative means of committing forgery and that the State
had failed to present sufficient evidence that Foster issued the forged check. We granted
review of the Court of Appeals decision, in part to resolve any conflict with another
panel's decision in State v. Owen, No. 102,814, 2011 WL 2039738 (Kan. App. 2011)
(unpublished opinion), rev. granted February 17, 2012, regarding the alternative means
of committing forgery.
We find that the legislature did not intend to create alternative means of
committing forgery through its use of the "issuing or delivering" language in K.S.A. 21-
3710(a)(2). Consequently, the State did not have to present evidence that Foster both
issued the check and delivered the check; the existence of substantial competent evidence
4
to establish that Foster delivered a fraudulent check knowingly and with intent to defraud
was sufficient to support the forgery conviction. Therefore, we affirm the Court of
Appeals' decision that upholds Foster's forgery conviction.
FACTUAL AND PROCEDURAL OVERVIEW
On October 8, 2008, Foster attempted to have CheckSmart cash a $900 check,
payable to Foster and drawn on the account of Affordable Paintball. Foster told
CheckSmart employee Kajsa Freed that he had received the check for work he had done
for Affordable Paintball. Freed testified that CheckSmart requires that, before cashing a
check, an employee must contact the person who wrote the check and verify the check
number, the amount, and the person to whom the check is written. The company also
requires the person attempting to cash the check to fill out a form with his or her personal
information. Following this procedure, Freed attempted to contact Affordable Paintball
but could not reach a representative. She left two messages for the company and advised
Foster that she could not cash the check without verification from the maker.
The next day, Affordable Paintball's owner contacted CheckSmart and told the
company not to cash checks drawn on Affordable Paintball's account because the checks
had been stolen. Therefore, when Foster returned later that day with another check, in the
amount of $350, drawn on Affordable Paintball's account, Freed contacted her manager,
and the manager called the police. Freed kept Foster at CheckSmart until the police
arrived by asking Foster to wait until she and her manager could verify the check. After
approximately 10 minutes, the police arrived and arrested Foster. During a search
incident to arrest, police found marijuana in Foster's keychain.
The State charged Foster with forgery, attempted theft, possession of marijuana,
and possession of drug paraphernalia. At the ensuing jury trial, Affordable Paintball's
5
owner testified that his business checkbook had been stolen from his home and that the
$350 check in Foster's possession was one of the stolen checks. He denied writing,
signing, or dating the check. He also testified that he did not know Foster, that Foster had
never worked for him, and that he did not owe money to Foster.
Two police officers who responded to CheckSmart's call and a detective who
interviewed Foster also testified. According to the responding officers, Foster explained
that he had received the $350 check for doing lawn work. Foster also told one of the
responding officers that he had no knowledge that the check was forged or stolen. Foster
explained to the detective that he had agreed to cash the checks as a favor for a friend,
Randy Ridens. Foster also told the detective that he was to receive one-third of the
proceeds for cashing the checks.
Foster defended at trial on the basis that he did not know the checks were stolen.
His trial testimony laid the blame on Ridens. Specifically, Foster said that Ridens owed
him $350 for yard and automobile work and that Ridens came to Foster's home with a
$900 check from Affordable Paintball made payable to Foster. According to Foster,
Ridens told him that he worked for Affordable Paintball and had the check made payable
to Foster in order to satisfy his debt to Foster. Foster testified that CheckSmart could not
cash the $900 check because he arrived after 5 p.m. and CheckSmart could not reach a
representative at Affordable Paintball or the bank. Foster said he returned the $900 check
to Ridens, asking for a different check in the exact amount owed to him. He said that
Ridens brought him a $350 payroll check the next day, which Foster took to CheckSmart
to cash, only to be arrested by the police. Foster claimed that Ridens did not tell him that
the check was bad and that Foster never intended to defraud anyone.
The State presented Ridens as a rebuttal witness, who testified pursuant to an
immunity agreement. Ridens said that his friend, Kasey Ferguson, wrote the two checks
6
in question. Ridens said he observed Ferguson give Foster the $350 check with the
promise that Foster would receive half of the proceeds from cashing the check. Ridens
denied that he ever worked for Affordable Paintball, and he declared that Foster was
aware that the $350 check was not a payroll check and was stolen.
The jury convicted Foster on all counts, albeit the district court later granted
Foster's motion for acquittal on the paraphernalia conviction. The Court of Appeals
affirmed Foster's convictions and sentences. This court granted review on the sole issue
of the sufficiency of the evidence to support the forgery conviction.
ALTERNATIVE MEANS
The overarching question presented involves the sufficiency of the evidence to
support the forgery conviction, which does not require us to engage in a preservation
inquiry. See State v. Cheffen, 297 Kan. 689, 699-700, 303 P.3d 1261 (2013) (quoting
State v. Farmer, 285 Kan. 541, 545, 175 P.3d 221 [2008]) ("'There is no requirement that
a criminal defendant challenge the sufficiency of the evidence before the trial court in
order to preserve it for appeal.'"). But the scope of the test for evidence sufficiency
depends upon whether the jury was instructed that Foster was charged with having
committed forgery by only one statutory means that was susceptible to being proved in
different ways or whether the jury was instructed that Foster was charged with having
committed forgery by two or more distinct alternative means by which the legislature has
said the crime can be committed. See State v. Brown, 295 Kan. 181, 194, 284 P.3d 977
(2012) (alternative means are legislatively determined, distinct, material elements of
crime, as opposed to legislative descriptions of material elements or factual
circumstances that would prove the crime).
7
In State v. Timley, 255 Kan. 286, 289, 875 P.2d 242 (1994) (quoting State v.
Kitchen, 110 Wash. 2d 403, 410, 756 P.2d 105 [1988]), this court established that
"'[W]here a single offense may be committed in more than one way, there must be jury
unanimity as to guilt for the single crime charged. Unanimity is not required, however, as
to the means by which the crime was committed so long as substantial evidence supports
each alternative means.'" The requirement that the record contain sufficient evidence
from which a rational factfinder could have found the defendant guilty on each and every
alternative means was later dubbed "super-sufficiency." Beier, Lurching Toward the
Light: Alternative Means and Multiple Acts Law in Kansas, 44 Washburn L.J. 275, 283,
294, 296-99 (2005). Recently, the majority in State v. Wright, 290 Kan. 194, 201, 206,
224 P.3d 1159 (2010), reiterated that jury unanimity is statutorily required in Kansas and
explained that the alternative means rule and super-sufficiency requirement emanating
from Timley "is the only choice to ensure a criminal defendant's statutory entitlement to
jury unanimity."
Accordingly, Foster claims that he was deprived of his statutory right to a
unanimous jury verdict because the State charged him with, and the court instructed the
jury on, two different ways in which a person can commit forgery under the statutory
provisions of K.S.A. 21-3710(a)(2), i.e., issuing a forged instrument or delivering a
forged instrument, and the State presented no evidence that he issued the forged check.
The State counters that Timley's super-sufficiency rule is not applicable here, because
"issuing or delivering" are not truly alternative means of committing forgery. We agree.
Standard of Review
"Issues of statutory interpretation and construction, including issues of whether a
statute creates alternative means, raise questions of law reviewable de novo on appeal."
Brown, 295 Kan. 181, Syl. ¶ 6.
8
Analysis
When embarking upon an exercise in statutory interpretation, it is normally helpful
to begin with a recitation of the language to be construed. Germane to the task at hand,
the legislature has ascribed the following definitions to the crime of forgery in K.S.A. 21-
3710, with our emphasis added:
"(a) Forgery is knowingly and with intent to defraud:
"(1) Making, altering or endorsing any written instrument in such manner that it
purports to have been made, altered or endorsed by another person, either real or
fictitious, and if a real person without the authority of such person; or altering any written
instrument in such manner that it purports to have been made at another time or with
different provisions without the authority of the maker thereof; or making, altering or
endorsing any written instrument in such manner that it purports to have been made,
altered or endorsed with the authority of one who did not give such authority;
"(2) issuing or delivering such written instrument knowing it to have been thus
made, altered or endorsed; or
"(3) possessing, with intent to issue or deliver, any such written instrument
knowing it to have been thus made, altered or endorsed." (Emphasis added.)
Foster contends that by using two terms—"issuing or delivering"—separated by
the disjunctive "or" in K.S.A. 21-3710(a)(2), the legislature manifested its intent to create
alternative means. Recently, we eschewed such simplicity and declared that
"[i]dentifying an alternative means statute is more complicated than spotting the word
'or'" because "'[t]he mere use of a disjunctive in a statute does not an alternative means
crime make.'" Brown, 295 Kan. at 193 (quoting State v. Peterson, 168 Wash. 2d 763, 770,
230 P.3d 588 [2010]). Instead, Brown set forth the following guidance for determining
whether a statute involves alternative means:
9
"In examining legislative intent, a court must determine for each statute what the
legislature's use of a disjunctive 'or' is intended to accomplish. Is it to list alternative
distinct, material elements of a crime—that is, the necessary mens rea, actus reus, and, in
some statutes, a causation element? Or is it to merely describe a material element or a
factual circumstance that would prove the crime? The listing of alternative distinct,
material elements, when incorporated into an elements instruction, creates an alternative
means issue demanding super-sufficiency of the evidence. But merely describing a
material element or a factual circumstance that would prove the crime does not create
alternative means, even if the description is included in a jury instruction. See Wright,
290 Kan. at 201 ('Timley required sufficiency of evidence to support each alternative
means upon which a jury is instructed, in order to protect a criminal defendant's right to a
unanimous jury verdict.' [Emphasis added.]); see also Peterson, 168 Wash. 2d at 769
(focus of the alternative means rule is on the jury instructions)." 295 Kan. at 194.
Brown further opined that the legislature typically signals its intent to state
alternative means through statutory structure, "separating alternatives into distinct
subsections of the same statute," albeit such separation is not always present. 295 Kan. at
196. Regardless of the statutory structure, the legislature may list multiple descriptors
within a single means of committing a crime that Brown labeled "options within a
means." 295 Kan. at 196. These options within a means "signal secondary status" and are
not "alternative means themselves if they do not state additional and distinct ways of
committing the crime, that is, if they do not require proof of at least one additional and
distinct material element." 295 Kan. at 196-97. For guidance on how to analyze whether
additional options are alternative means as opposed to options within a means, Brown
discussed Washington caselaw after noting that Kansas' alternative means caselaw was
based on a similar super-sufficiency requirement imposed by courts of that State. 295
Kan. at 198-99. In distinguishing material elements of the crime from secondary matters,
the Washington courts have "determined that options do not state alternative means if the
language merely (a) defines other statutory language in a way that elaborates on or
describes a material element or (b) describes factual circumstances that prove the crime."
10
State v. Ultreras, 296 Kan. 828, 849, 295 P.3d 1020 (2013) (citing Brown, 295 Kan. at
198-200).
The Court of Appeals examined the structure of K.S.A. 21-3710(a) and opined
that "the legislature intentionally segregated what it intended to be three alternative
means of committing forgery—creating [subparagraph (a)(1)], transferring [subparagraph
(a)(2)], and possessing [subparagraph (a)(3)] a fraudulent instrument—into three different
subsections." Foster, 46 Kan. App. 2d at 241. Although we disagree with the label the
panel assigned to the alternative means set forth in subparagraph (a)(2), we agree that the
structural separation of the forgery statute into three distinct subparagraphs signals a
legislative intent to create three alternative means of committing the crime.
Reading the entire provision leads to the singular conclusion that one commits
forgery under K.S.A. 21-3710(a)(1) by creating a forged instrument; that one commits
forgery under subparagraph (2) by offering an instrument known to be a forgery (by
whomever created); and that one commits forgery under subparagraph (3) by knowingly
possessing a forged instrument (by whomever created) with the intent to offer it. The
disjunctive phrases, "making, altering or endorsing" in subparagraph (1), and "made,
altered or endorsed" in the other two subparagraphs, simply describe ways in which a
forged instrument can be created. The disjunctive phrases, "issuing or delivering" and
"issue or deliver," which are contained in subparagraphs (2) and (3), respectively, simply
describe ways in which a person can offer a forged instrument.
The foregoing assessment of the forgery statute is consistent with this court's prior
observation in State v. Norris, 226 Kan. 90, 595 P.2d 1110 (1979). The defendant in
Norris argued that K.S.A. 21-3710 (Weeks 1974) was unconstitutionally vague and
indefinite. The Norris court found that the forgery statute's provisions "convey
sufficiently definite and certain warnings as to the conduct proscribed when measured by
11
common understanding and practice." 226 Kan. at 93. Enroute to its constitutionality
holding, Norris opined: "The forgery statute, K.S.A. 21-3710, prohibits three different
types of conduct connected with forged instruments when such conduct is purposeful and
with intent to defraud. The first type of conduct is listed under [(a)(1)] . . . . The second is
listed under [(a)(2)] . . . . The third is listed under [(a)(3)] . . . ." (Emphasis added.) 226
Kan. at 92. Apparently, the Norris court did not view the disjunctive phrases within each
subparagraph as creating separate and distinct criminal conduct.
The Court of Appeals found additional support for its holding by looking to the
Kansas Uniform Commercial Code (UCC), K.S.A. 84-1-101 et seq., reasoning that the
UCC's definitions with respect to negotiable instruments would be instructive because
forgery involves written instruments. Foster, 46 Kan. App. 2d at 238. Specifically, the
panel looked to K.S.A. 84-3-105(a) for a definition of "issue," namely: "'[T]he first
delivery of an instrument by the maker or drawer . . . for the purpose of giving rights on
the instrument to any person.'" 46 Kan. App. 2d at 238. The panel also referred to K.S.A.
2008 Supp. 84-1-201(15) for a general definition of "delivery," and ultimately concluded
that the "UCC definitions for issuing and delivering a negotiable instrument readily
demonstrate that each of these acts is related to transferring possession of a negotiable
instrument that already has been created, whether it is the first or a subsequent transfer."
46 Kan. App. 2d at 240-41.
Foster complains that the panel should not have used the UCC provisions, which
are designed to govern the conduct of business in the civil context, to define legislative
intent in a criminal statute. He points out that K.S.A. 84-3-103(b) specifically notes that
the definition of "issue" under K.S.A. 84-3-105(a) applies "to this article," which refers to
Article 3 of the UCC governing negotiable instruments.
12
Foster's point is well taken. The UCC addresses a unique and specialized area of
the law, and its provisions do not always translate precisely into other areas. Moreover,
the UCC's definition of "negotiable instrument" applies only to "an unconditional
promise or order to pay a fixed amount of money" and requires some very specific
conditions. K.S.A. 84-3-104(a). In contrast, the forgery statute applies to "written
instruments," which the criminal code defines in very broad and general terms. See
K.S.A. 2008 Supp. 21-3110(26) (defining written instrument); see also State v. Gotti, 273
Kan. 459, 43 P.3d 812 (2002) (finding that defendant should have been charged with
forgery when defendant created false sale and return of merchandise receipt to give to his
girlfriend); State v. Meyer, 17 Kan. App. 2d 59, 62-63, 832 P.2d 357 (1992) (finding
rental information sheet was "[w]ritten instrument" under K.S.A. 1991 Supp. 21-
3110[25]); see also 36 Am. Jur. 2d, Forgery § 33, p. 617 ("The crime of forgery covers
nearly every class of instruments known to the law as affecting private or public rights.");
37 C.J.S., Forgery § 16 (stating that generally, "any writing which may defraud or
prejudice another, or which if genuine would have legal effect or would operate as the
foundation of another man's liability or the evidence of his or her right, . . . may be the
subject of forgery" and noting that "[i]n the absence of a statutory requirement, the
instrument need not be one that creates, increases, diminishes, destructs, or defeats any
pecuniary obligation"); 37 C.J.S., Forgery §§ 20-29 (discussing variety of instruments
that can be subject of forgery, including deeds, mortgages, wills, and public records).
Consequently, while the legislature's definitions in the UCC might provide some
insight into what the legislature means in its criminal statutes, they are not determinative.
In this case, we find the legislative history of the forgery statute to be more instructive.
In 1969, our legislature repealed the entire criminal code and enacted a new code,
including a new version of K.S.A. 21-3710 containing the relevant "issuing or delivering"
language. L. 1969, ch. 180, sec. 21-3710; see State v. Trudell, 243 Kan. 29, 32, 755 P.2d
13
511 (1988). Our Judicial Council noted that two of its objectives in revising the criminal
code were:
"First, to remove duplications, inconsistencies, invalid provisions and obsolete
materials;
"Second, to state in clear, simple and understandable terms the elements of the
prohibited acts. An attempt has been made to define each crime in language sufficiently
specific that the individual who reads the statute can readily understand the conduct that
is prohibited and, at the same time, to avoid the enumeration of specific acts which might
exclude other conduct equally harmful but not thought of at the time the enumeration was
made. By defining each crime in forthright, simple terms it is hoped that undue
technicality in the administration of criminal justice may be avoided." Kansas Judicial
Council Bulletin, pp. 7-8 (April 1968).
The need to consolidate and clarify was particularly obvious with respect to
forgery. Prior to the 1969 revisions, Kansas criminal law contained more than 20 sections
addressing some aspect of forgery. See K.S.A. 21-3710, Source or prior law; Kansas
Judicial Council Bulletin, pp. 70-71 (April 1968). K.S.A. 21-3710(a)(2) is similar to
former statutes K.S.A. 21-609 (Corrick 1964), K.S.A. 21-614 (Corrick 1964), K.S.A. 21-
621 (Corrick 1964), describing uttering or passing instruments, writings, and coins. The
former statutes contained a variety of terms describing uttering or passing. See K.S.A.
21-609 (Corrick 1964) (entitled "uttering or passing instruments described in 21-608";
illegal to "sell, exchange or deliver, or offer to sell, exchange or deliver, or receive upon a
sale, exchange or delivery"); K.S.A. 21-614 (Corrick 1964) (entitled "uttering or passing
coins described in 21-613"; illegal to "sell, exchange or deliver, or offer to sell, exchange
or deliver, or receive upon any sale, exchange or delivery"); K.S.A. 21-621 (Corrick
1964) (entitled "Passing, uttering or publishing counterfeit coins"; illegal to "pass, utter or
publish, or offer or attempt to pass, utter or publish"); see also State v. White, 207 Kan.
800, 801, 486 P.2d 1381 (1971) ("Essential elements of the crime [under K.S.A. 21-621
14
(Corrick 1964)] are that the instrument was forged [whether forged by the accused or
some other person] and that the accused knew it was a forgery at the time he attempted to
utter and pass the instrument."); State v. Fick, 204 Kan. 422, 424, 464 P.2d 271 (1970)
("The offense of uttering under K.S.A. 21-609, as applied to this case, is the exchanging
or delivering of a forged instrument, as defined in 21-608, knowing the same to be falsely
made or forged.").
It appears that the legislature replaced the more archaic phrase "uttering or
passing" with the phrase "issuing or delivering." The common-law offense of uttering a
forged instrument has been defined as "the offering of a forged instrument to another,
knowing it to be forged, with intent to defraud." 4 Wharton's Criminal Law § 494, p. 99
(15th ed. 1996). In other words, uttering a forged document did not require the actual
transfer of possession. Consequently, unless the legislature intended to change the nature
of the crime of forgery when it revised the criminal code, the Court of Appeals was
incorrect in its interpretation that issuing or delivering under K.S.A. 21-3710(a)(2)
requires an actual transfer of possession.
The forgery statute adopted by the legislature in the 1969 revision of the criminal
code was identical to the one proposed by the Judicial Council. See Kansas Judicial
Council Bulletin, p. 70 (April 1968); L. 1969, ch. 180, sec. 21-3710. In turn, the Judicial
Council's comment noted that its draft was similar to Illinois' forgery statute. Kansas
Judicial Council Bulletin, p. 70. Illinois courts hold that the language in that state's
forgery statute does not limit forgery prosecutions to the commercial definitions
contained in the UCC. See The People v. Epping, 17 Ill. 2d 557, 568-69, 162 N.E.2d 366
(1959) ("The test of an endorsement in a forgery trial is not its legal sufficiency to
constitute a valid endorsement under the Negotiable Instruments Act but, rather, the
inquiry is to ascertain whether the endorsement renders the instrument capable of
defrauding and is made for that purpose."); People v. Stevens, 128 Ill. App. 3d 823, 825,
15
471 N.E.2d 581 (1984) (holding that "issue," as it appears in combination with "deliver"
in forgery statue, is not limited to first delivery and therefore declining to apply definition
of "issue" contained in UCC).
Moreover, Illinois interprets the word "utter" to mean "to offer," and its appellate
court has opined that the legislature did not intend to change the meaning of its forgery
statute when it replaced such words as "utter" with "issues" or "delivers."
"[T]he various statutes dealing with forgery have been codified by section 17-3 of the
Criminal Code of 1961; the drafters did not intend to change the law, however. (Ill. Ann.
Stat., ch. 38, par. 17-3, Committee Comments, at 280-81 (Smith-Hurd 1977).) Thus,
section 17-3 uses two pairs of general terms—'makes or alters' and 'issues or delivers'—in
place of the virtual thesaurus formerly spread over six separate statutes. (Ill. Rev. Stat.
1961, ch. 38, pars. 151 ('issues or passes' currency), 277 (to 'make, alter, forge or
counterfeit' or 'utter, publish, pass or attempt to pass' records or writings), 278 ('makes,
alters, forges or counterfeits' or 'utters or passes, or tenders in payment' public securities
or bank bills), 279 (to 'make, pass, utter or publish' fictitious bills or notes), 280
('connects together' parts of several bills), 401 (to 'steal, embezzle, alter, corrupt,
withdraw, falsify or avoid,' 'take off, discharge or conceal,' 'forge, deface or falsify,' or
'alter, deface or falsify' public records).) In the context of section 17-3 we see no intended
distinction between issuing a document and delivering one. 'Issue' and 'deliver' have
replaced words such as 'utter,' but without producing a change in essential meaning;
'[t]he words "uttering" or "to utter" have a clear definition in law; they mean
substantially "to offer" (People v. Katz (1934), 356 Ill. 440, 445, [190 N.E. 913])' (People
v. Henderson (1978), 71 Ill. 2d 53, 57, 373 N.E.2d 1338, 1340).
"Thus, . . . the conjunction 'or' connects broadly overlapping terms here. To be
sure, to the extent that 'issue' and 'deliver' are synonymous, one of them becomes
redundant. The defendant's suggestion that 'issue' be defined as a first delivery is subject
to the same objection, however, for under that meaning 'issue' is totally subsumed by
'deliver.'" (Emphasis added.) Stevens, 128 Ill. App. 3d. at 826.
16
We believe that the Kansas Legislature likewise intended to retain the historical
character of the crime of forgery when it replaced such words as "uttering or passing"
with the words "issuing or delivering" and that it is reasonable to use "offer" in place of
"utter." Moreover, the terms issuing and delivering were not intended to be separate and
distinct material elements of the crime, rather, they merely describe the factual
circumstances that would prove that the defendant offered a forged document to another,
i.e., uttered a forged document. Cf. State v. Ahrens, 296 Kan. 151, 160, 290 P.3d 629
(2012) (terms "operate" and "attempt to operate" in DUI statute merely describe factual
circumstances by which material element of driving may be proved).
Because the legislature did not intend the phrase "issuing or delivering" in K.S.A.
21-3710(a)(2) to create alternative means of committing the crime of forgery, the district
court's inclusion of that phrase in the jury instructions did not create a jury unanimity
problem and does not demand application of the super-sufficiency requirement. See
Brown, 295 Kan. at 196-97. Foster does not challenge the Court of Appeals' assertion that
"[i]t is undisputed that Foster delivered the check to CheckSmart with the intent to cash
it." State v. Foster, 46 Kan. App. 2d 233, 243, 264 P.3d 116 (2011). Moreover, the record
supports that finding. Therefore, the panel's determination that the evidence was
sufficient to support Foster's forgery conviction is affirmed.
Before concluding, we note that the latest version of the forgery statute is now
found at K.S.A. 2012 Supp. 21-5823. Although not applicable here, the legislature made
some changes in 2010, replacing the term "delivering" with "distributing" and providing a
definition of "distribute" in the criminal code. See L. 2010, ch. 136, secs. 11(g), 109. A
determination of the meaning of those changes must await another day.
17
Affirmed.