State v. Jenkins

1

IN THE SUPREME COURT OF THE STATE OF KANSAS

No. 100,396

STATE OF KANSAS,
Appellee,

v.

KERRY D. JENKINS,
Appellant.


SYLLABUS BY THE COURT

1.
The Double Jeopardy Clause of the Fifth Amendment to the United States
Constitution protects against a second prosecution after conviction for the same offense
by the same sovereign.

2.
Whether a criminal defendant's protection against double jeopardy is violated is a
question of law over which an appellate court has unlimited review.

3.
A criminal defendant is not put in jeopardy by a proceeding in a court that has no
jurisdiction because the judgment rendered against him or her is void.

4.
Municipal court jurisdiction is defined by K.S.A. 12-4104.

5.
The legislature may preempt the constitutional authority of cities only in the
manner prescribed in the Home Rule Amendment, Article 12, § 5 of the Kansas
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Constitution. Home rule power does not authorize cities to act in a manner in which the
legislature has precluded municipal action by clearly preempting the subject with a
uniformly applicable enactment.

6.
Legislative intent to reserve to the State exclusive jurisdiction to regulate must be
clearly apparent by statute before it can be held that the legislature has withdrawn from
the cities the power to regulate in the subject area.

Review of the judgment of the Court of Appeals in an unpublished opinion filed July 17, 2009.
Appeal from Sedgwick District Court; JEFFREY GOERING, judge. Opinion filed September 7, 2012.
Judgment of the Court of Appeals affirming the district court is affirmed. Judgment of the district court is
affirmed.

Rick Kittel, of Kansas Appellate Defender Office, argued the cause and was on the brief for
appellant.

Julie A. Koon, assistant district attorney, argued the cause, and Nola Tedesco Foulston, district
attorney, and Steve Six, attorney general, were with her on the brief for appellee.

The opinion of the court was delivered by

BILES, J.: After Kerry Jenkins was convicted of misdemeanor theft in municipal
court for violating a Wichita city ordinance, his conviction was vacated and he was
charged with and convicted of felony theft in state district court for the same offense.
Jenkins argues double jeopardy attached to the municipal court proceeding, so the State's
felony theft prosecution is barred under the Double Jeopardy Clauses of the Fifth
Amendment to the United States Constitution and § 10 of the Kansas Constitution Bill of
Rights, as codified at K.S.A. 21-3108. The State counters that jeopardy did not attach to
the municipal court proceeding because the municipal court did not have jurisdiction over
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felony theft. We hold that the municipal court could vacate Jenkins' plea, and the State
could prosecute him for felony theft. Double jeopardy did not attach. We affirm.

FACTS AND PROCEDURAL BACKGROUND

On May 1, 2007, Jenkins stole two DVDs, valued at less than $1,000, from a
grocery store. Jenkins was charged in municipal court with misdemeanor theft. Wichita
City Ordinance 5.42.010 (2005), petit theft, classifies theft of property valued at under
$1,000 as a misdemeanor and provides for a potential penalty of 1 year in jail and a fine.

At the time of the crime, K.S.A. 2006 Supp. 21-3701(b)(5) also classified theft of
property valued at less than $1,000 as a misdemeanor, but another subsection of the
statute provided: "Theft of property of the value of less than $1,000 is a severity level 9,
nonperson felony if committed by a person who has been convicted of theft two or more
times." (Emphasis added.) K.S.A. 2006 Supp. 21-3701(b)(6); see K.S.A. 21-3701(b)(5),
(6) (same). Jenkins had two prior theft convictions.

On May 31, 2007, the district attorney's office filed felony theft charges in district
court against Jenkins for the same theft. But on June 5, 2007—just 5 days after the felony
charges were filed—Jenkins pleaded no contest to misdemeanor theft in municipal court.

On June 21, 2007, the city prosecutor moved to vacate the misdemeanor theft
conviction. The City argued the municipal court lacked jurisdiction to prosecute the
misdemeanor theft charge because Jenkins' crime should have been classified as a felony
under K.S.A. 21-3701(b)(6). The city prosecutor cited State v. Elliott, 281 Kan. 583, Syl.
¶ 1, 133 P.3d 1253 (2006), for the holding that the municipal court lacks jurisdiction over
felony crimes. On July 3, 2007, the municipal court granted the City's motion to vacate.

4

On July 18, 2007, Jenkins filed a motion to dismiss the felony theft charge in
district court, arguing it was a second prosecution for the same crime in violation of the
Double Jeopardy Clause of the Fifth and Fourteenth Amendments to the United States
Constitution, §10 of the Kansas Constitution Bill of Rights, and K.S.A. 21-3108. The
State argued the statutory and constitutional double jeopardy provisions were not violated
because the municipal court lacked jurisdiction. The district court agreed with the State.

The district court held that under K.S.A. 21-3701(b)(6), Jenkins' third theft
conviction must be classified as a felony. It held the municipal court conviction was a
nullity because the municipal court lacked jurisdiction over felonies and that double
jeopardy protections did not bar the felony proceedings in district court. The district court
then presided over a bench trial during which Jenkins was convicted for felony theft.
Jenkins filed a timely appeal to the Court of Appeals, arguing the municipal court had
jurisdiction over the misdemeanor theft prosecution, so the second prosecution violated
double jeopardy.

The Court of Appeals held that Elliott was controlling and the municipal court
lacked jurisdiction because the theft was classified as a felony under K.S.A. 21-
3701(b)(6). State v. Jenkins, No. 100,396, 2009 WL 2144059, at *1-2 (Kan. App. 2009)
(unpublished opinion). It then held K.S.A. 21-3108(4)(a), the statutory protection against
double jeopardy, does not bar a second prosecution when the court presiding over the
first prosecution lacked jurisdiction. 2009 WL 2144059, at *2. Jenkins filed a petition for
review with this court, raising the same double jeopardy issue. This court has jurisdiction
under K.S.A. 20-3018(b) (review of Court of Appeals decision).

ANALYSIS

The Double Jeopardy Clause of the Fifth Amendment to the United States
Constitution protects against a second prosecution after conviction for the same offense
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by the same sovereign. See Heath v. Alabama, 474 U.S. 82, 88-89, 106 S. Ct. 433, 88 L.
Ed. 2d 387 (1985) (under the dual sovereignty doctrine a defendant may be prosecuted
for the same crime by two sovereigns if the two entities draw their authority to punish the
offender from distinct sources of power). This court has held that § 10 of the Kansas
Constitution Bill of Rights and the Fifth Amendment to the United States Constitution are
coextensive. State v. Morton, 283 Kan. 464, 467, 153 P.3d 532 (2007); see State v. Cady,
254 Kan. 393, 396-97, 867 P.2d 270 (1994).

Historically, Kansas treated the cities and the State as separate sovereigns,
allowing prosecution of the same crime in both municipal and district court. Earwood v.
State, 198 Kan. 659, 660, 426 P.2d 151 (1967) ("The city and the state are separate
sovereigns having separate codes of behavior. We have previously declared that a
defendant may be prosecuted for his actions by both sovereigns."). But the United States
Supreme Court held that practice violated the Fifth and Fourteenth Amendments. Waller
v. Florida, 397 U.S. 387, 393-95, 90 S. Ct. 1184, 25 L. Ed. 2d 435, reh. denied 398 U.S.
914 (1970) ("[T]he judicial power to try petitioner on the first charges in municipal court
springs from the same organic law that created the state court . . . in which petitioner was
tried and convicted for a felony," and petitioner could not be tried by both the municipal
government and the State.). This court recognized that Waller overruled Earwood in Cox
v. State, 208 Kan. 190, 191-92, 490 P.2d 381 (1971) (Earwood and other similar cases
"may no longer be considered sound authority insofar as they are grounded on the theory
of dual sovereignty of city and state.").

Under this precedent, Jenkins' prosecution is seen as arising from the same
sovereign because both the City and the State derive their power from the same organic
law, the Kansas Constitution, so the double jeopardy provisions are potentially
implicated. Whether a criminal defendant's protection against double jeopardy is violated
is a question of law over which an appellate court has unlimited review. State v. Gaudina,
284 Kan. 354, 369, 160 P.3d 854 (2007); Morton, 283 Kan. at 468.
6


The parties agree double jeopardy does not attach to a proceeding if the court
lacked jurisdiction. This point is well established. See, e.g., Serfass v. United States, 420
U.S. 377, 391-92, 95 S. Ct. 1055, 43 L. Ed. 2d 265 (1975) ("[Jeopardy] does not come
into play until a proceeding begins before a trier 'having jurisdiction to try the question of
the guilt or innocence of the accused.' [Citations omitted.] . . . Without risk of a
determination of guilt, jeopardy does not attach, and neither an appeal nor further
prosecution constitutes double jeopardy."); Grafton v. United States, 206 U.S. 333, 345,
27 S. Ct. 749, 51 L. Ed. 1084 (1907) ("[B]efore a person can be said to have been put in
jeopardy of life or limb the court in which he was acquitted or convicted must have had
jurisdiction to try him for the offense charged."); K.S.A. 21-3108(4)(a) (prosecution is
not barred "[b]y a former prosecution before a court which lacked jurisdiction over the
defendant or the offense"); State v. Hendren, 127 Kan. 497, 499-500, 274 P. 274 (1929)
(Double jeopardy did not attach to prosecution in Cherokee County for blackmail because
it was charged in wrong county and "'defendant cannot be considered as put in jeopardy
by a proceeding in a court that has no jurisdiction in the premises, because any judgment
that might be rendered against him would be void.'").

The parties dispute whether the municipal court had subject matter jurisdiction
over Jenkins' third theft prosecution. Jenkins argues the municipal court had concurrent
jurisdiction to convict him of misdemeanor theft under the Wichita ordinance, even
though the crime would have been classified as a felony under K.S.A. 21-3701, because a
prosecutor has discretion over whether to offer proof of prior offenses. The State argues
municipal courts do not have jurisdiction over felonies and K.S.A. 21-3701(b)(6)
mandates that the third prosecution for a theft of property valued at less than $1,000 is a
felony.

To determine whether double jeopardy attached to Jenkins' municipal court
proceedings, we must resolve whether the municipal court had subject matter jurisdiction.
7

Whether the municipal court had jurisdiction over the misdemeanor theft prosecution is a
question of law subject to unlimited review. State v. McDaniel, 292 Kan. 443, 444, 254
P.3d 534 (2011).

Scope of Municipal Court Jurisdiction

The jurisdiction of municipal and state district courts is defined by statute. City of
Junction City v. Cadoret, 263 Kan. 164, 168, 946 P.2d 1356 (1997). K.S.A. 12-4104
defines municipal court jurisdiction, and K.S.A. 22-2601 defines state district court
jurisdiction in criminal cases.

At the time the municipal charges were filed against Jenkins and he was found
guilty in municipal court, K.S.A. 12-4104 stated: "The municipal court of each city shall
have jurisdiction to hear and determine cases involving violations of the ordinances of the
city." And K.S.A. 22-2601 (Furse 1995) stated: "The district court shall have exclusive
jurisdiction to try all cases of felony and other criminal cases under the laws of the state
of Kansas.". In Cadoret, this court held that "[a] reading of these statutes clearly shows
that crimes which are designated as felonies can only be charged and tried in district
courts, not in municipal courts." (Emphasis added.) 263 Kan. at 168.

But Jenkins argues the city prosecutor can exercise discretion by choosing not to
prove at least one of Jenkins prior theft convictions, avoiding the state statute's felony
designation. The State counters that Jenkins' third theft prosecution must be classified as
a felony under state law, which would mean the city ordinance must be deemed invalid
because it treats a third theft conviction as a misdemeanor.

This court has held that prosecutors have discretion to decide the level of offense
to charge. See State v. Portillo, 294 Kan. 242, 253, 274 P.3d 640 (2012) ("prosecutor has
essentially unfettered discretion to ignore a fact that would support a prosecution for a
8

more serious offense and, instead, can merely choose to prosecute the defendant for a
lesser offense"); State v. Sandberg, 290 Kan. 980, 986, 235 P.3d 476 (2010) (nothing
"'"foreclose[s] the prosecutor from deciding in a particular case that, notwithstanding the
presence of one of the aggravated facts, the defendant will still be prosecuted for the
lesser offense"'"). But a prosecutor cannot simply confer subject matter jurisdiction on a
court. Miller v. Glacier Development Co., 293 Kan. 665, 669, 270 P.3d 1065 (2011)
("[S]ubject matter jurisdiction is vested by statute, and parties cannot confer such
jurisdiction upon a court by consent, waiver, or estoppel.").

Resolution of this case turns on whether the city prosecutor could prosecute
Jenkins based on a municipal ordinance that degrades the felony designation established
by state law for Jenkins' third theft crime. In other words, can the City enact an ordinance
classifying a crime as a misdemeanor even though the state law specifically designates it
as a felony? If the City had authority under its home rule powers to enact an ordinance
classifying all thefts of property valued at less than $1,000 as misdemeanors, the
municipal court could exercise jurisdiction based on the Wichita petit theft ordinance. If
not, the ordinance was invalid, and the municipal court could not base its jurisdiction
upon it.

The legislature may preempt the constitutional authority of cities only in the
manner prescribed by the Home Rule Amendment to the Kansas Constitution, Article 12,
§ 5. State ex rel. Kline v. Board of Comm'rs of Unified Gov't of Wyandotte Co./KC, 277
Kan. 516, Syl. ¶ 2, 85 P.3d 1237 (2004). While the Home Rule Amendment empowered
cities to determine local affairs, the "'home rule power does not authorize cities to act
where the state legislature has precluded municipal action by clearly preempting the field
with a uniformly applicable enactment.'" 277 Kan. at 520 (quoting Kansas City
Renaissance Festival Corp. v. City of Bonner Springs, 269 Kan. 670, 673, 8 P.3d 701
[2000]). As long as the legislature has not preempted a subject area with a uniformly
applicable enactment, cities may exercise their home rule power by: (1) enacting a charter
9

ordinance to exempt the city from a nonuniform legislative enactment or (2) enacting an
"ordinary" or noncharter ordinance if there is no conflicting legislative enactment. Kan.
Const. art. 12, § 5(c); Kline, 277 Kan. at 520. This court has previously examined the
validity of similarly conflicting state and municipal laws, and a review of those decisions
provides guidance.

In City of Junction City v. Lee, 216 Kan. 495, 532 P.2d (1975), the defendant was
convicted in municipal court of violating a Junction City ordinance that prohibited
carrying a dangerous knife or firearm on one's person. Lee appealed to the district court
and sought dismissal on the grounds that the municipal ordinance conflicted with the
state statute that preempted the field of weapons control. To support his argument, Lee
pointed out that the statute only prohibited having the knife or weapon in two
circumstances: when the weapon was concealed or when the person carrying the knife or
firearm intended to use the weapon. The district court agreed the ordinance conflicted
with these statutory provisions. This court reversed on appeal because we held that the
ordinance merely went further than the statutory prohibition—but did not counter it. This
court also held that the State had not clearly preempted the field of weapons control so as
to exclude regulation by cities. 216 Kan. at 501-02. In dicta, the Lee court further noted
that a different portion of the ordinance declared certain conduct to be a misdemeanor
and that provision "could well be found to conflict with the state law because K.S.A. 21-
4201(4) declares such offense to be a felony." 216 Kan. at 504.

In Cadoret, the defendant was convicted in municipal court with driving under the
influence (DUI) as a third time offender. He appealed to district court and then sought
dismissal of the conviction, arguing the city ordinance conflicted with the state statute
and, as a result, the ordinance was preempted. The district court agreed and dismissed the
conviction. This court affirmed. 263 Kan. at 168-74. At that time, K.S.A. 1996 Supp. 8-
1567 provided that a first time DUI offense was a class B misdemeanor, a second offense
10

was a class A misdemeanor, and a third or subsequent offense was a felony. In addition,
subsection (m) of 8-1567 provided in part:

"Nothing contained in this section shall be construed as preventing any city from enacting
ordinances, or any county from adopting resolutions, declaring acts prohibited or made unlawful
by this act as unlawful or prohibited in such city or county and prescribing penalties for violation
thereof, but the minimum penalty prescribed by any such ordinance or resolution shall not be less
than the minimum penalty prescribed by this act for the same violation, and the maximum penalty
in any such ordinance or resolution shall not exceed the maximum penalty prescribed for the same
violation." (Emphasis added.)

The city adopted a DUI ordinance that was similar to, but not identical to, the state
statute. Most significantly, the ordinance omitted the language designating first or second
offenses as misdemeanors and third and subsequent offenses as felonies. In the appeal
from the district court's dismissal of the municipal court conviction, the Cadoret court
framed the issue by stating:

"The question then becomes whether a city, under the authority of 8-1567(m), may omit the
severity classification of a crime designated as a felony in a state statute of uniform application in
order to prosecute and punish such offenders in municipal courts. For the various reasons we will
hereafter set forth, we hold a city may not do so." 263 Kan. at 168.

The court then noted the resolution did not depend on home rule authority because
8-1567(m) authorized the city to adopt a DUI resolution. Nevertheless, citing cases
dealing with home rule authority, the court held the city ordinance could not conflict with
the state statute. 263 Kan. at 169-74. The test for this determination, the Cadoret court
stated, is:

"[W]hether the ordinance permits what the statute forbids or prohibits what the statute authorizes.
Lee, 216 Kan. at 501; see Blevins v. Hiebert, 247 Kan. 1, 7, 795 P.2d 325 (1990). If so, there is a
conflict; but if both are prohibitory and the ordinance merely goes further in its prohibition,
though not counter to the prohibition in the statute, there is no conflict. Lee, 216 Kan. at 501.

11

"In the present case, 8-1567(f) expressly designates a third or a subsequent offense as a
nonperson felony. [The Junction City Ordinance] fails to make this designation. The ordinance
does not go further in its prohibition. It actually permits an identical violation to be prosecuted as
a nondesignated offense while the same conduct is specifically stated to be a felony if charged
under the state statute. This is a clear conflict." (Emphasis added.) 263 Kan. at 170.

The Cadoret court noted this conclusion was supported by the dicta in Lee that the
ordinance could conflict with state law because it classified the crime differently. This
reference to Lee is significant for our purposes because Lee did not involve the DUI
statute, which Jenkins attempts to distinguish from the theft statutes at issue in his case.
But his point is weakened by the central holding in Lee that a municipal ordinance, even
one that is in an area where the Kansas Legislature has not preempted city regulation,
cannot conflict with state statute. See Lee, 216 Kan. at 501.

This existence of a conflict between a state statute's felony classification and a
city's prosecution of a misdemeanor rose again in the DUI context in Elliott, 281 Kan.
583. In that case, the defendant was charged in district court with DUI as a third or
subsequent offense, meaning he already had at least two prior DUI convictions. After a
presentence report showed Elliott had four prior misdemeanor convictions in municipal
court and one prior felony conviction in district court, Elliott challenged his criminal
history classification for sentencing purposes. In making that argument, Elliott focused
on K.S.A. 22-2601 (Furse 1995), which vested district courts with exclusive jurisdiction
over felonies, and asserted the third and fourth convictions in municipal court could not
be used to enhance his criminal history score because the municipal court lacked subject
matter jurisdiction for those crimes the Kansas Legislature classified as a felony. This
court agreed, stating that "the holding and reasoning of Cadoret could be applied to the
circumstances of the present case to conclude that, because the municipal court possessed
jurisdiction to prosecute Elliott for only two DUI offenses, the third and fourth
convictions were void and could not be used to enhance his current sentence." (Emphasis
added.) Elliott, 281 Kan. at 587.
12


But the court continued its analysis to address arguments made by the State
asserting the validity of the third and fourth municipal court convictions. And one of
those arguments was essentially the same argument made by Jenkins in this case: The
cases were not charged or proved as a felony but as a misdemeanor and, therefore, the
municipal court had jurisdiction.

To support its argument, the State cited State v. Masterson, 261 Kan. 158, 929
P.2d 127 (1996), for its holding that a DUI is a felony only if the prior DUI convictions
are alleged in the complaint and proven. In Elliott's case, the State argued, there was no
way to have alleged and proved the prior convictions because three convictions occurred
on the same day. Nevertheless, the Elliott court rejected the State's argument and held the
municipal court lacked jurisdiction over the third and fourth offenses. 281 Kan. at 590-
93. In doing so, the Elliot court discussed two post-Matterson decisions—State v. Larson,
265 Kan. 160, 958 P.2d 1154 (1998), and State v. Seems, 277 Kan. 303, 84 P.3d 606
(2004). In Larson, this court held that the State's failure to plead the severity level in the
DUI complaint did not render Larson's conviction void, but instead restricted his sentence
to that appropriate for a first-time offense. 265 Kan. at 164. In Seems, we held that the
State must prove the prior convictions at the preliminary hearing in order to establish that
a felony had been committed and there was probable cause to believe the felony had been
committed by the defendant. 277 Kan. at 306.

The Elliott court rejected the contention that this meant the municipal court had
handled misdemeanors and therefore had jurisdiction.

"[T]he State's position is that none of the four municipal court DUI convictions could
have been felony convictions because the State neither alleged nor proved the prior DUI
convictions, as required by Larson and State v. Seems, 277 Kan. 303, 84 P.3d 606 (2004).
But the State fails to note that the 'remedy' for the State's failing to establish at Seems'
13

preliminary hearing that a felony had been committed and there was probable cause to
believe that the felony had been committed by the defendant was dismissal of the charges
pursuant to K.S.A. 2005 Supp. 22-2902(3). Dismissal of the charges is not the same as
prosecuting the charges in municipal court contrary to 8-1567(f) or (g). With prosecution
of the charges in municipal court, the question of the lack of subject matter jurisdiction
remains." (Emphasis added.) Elliott, 281 Kan. at 591-92.

Cadoret, Lee, and Elliott are consistent in their position that it does not matter
whether the municipal court conviction was charged and proven as a misdemeanor
because the municipal ordinance on which that prosecution was based conflicted with a
state statute, so there was no basis for the municipal court to exercise jurisdiction. This
analysis effectively answers any attempt to distinguish Cadoret on the basis that the
defendant had been charged with a third DUI offense.

Nevertheless, there remains a potential distinction between Cadoret and Elliott
because they are DUI cases, and this case and Lee, which are not. This distinction arises
because the DUI statute expressly prohibited cities from imposing penalties that were
more harsh or lenient than the state statutory penalties. See K.S.A. 2006 Supp. 8-
1567(o)(1). There is no similar provision in the theft statute at issue in Jenkins' case or in
the firearms statute at issue in Lee.

As we have noted, this difference did not matter in the Lee court's analysis, but
that was dicta. Nevertheless, the Lee court was applying a rule that has subsequently been
reiterated: Cities can adopt an ordinance or resolution relating to a local police power,
even though there is a state law on the subject uniformly applicable to all municipalities,
as long as the ordinance or resolution does not conflict with the state statute. Blevins v.
Heibert, 247 Kan. 1, 8, 795 P.2d 325 (1990) ("[A] municipality has the right to legislate
by ordinary ordinance or resolution non-conflicting local police powers even though
there are state laws on the subject uniformly applicable to all municipalities.").

14

The Wichita petit theft ordinance was inconsistent with K.S.A. 21-3701 at the time
Jenkins was prosecuted and convicted in that all thefts of property valued at under
$1,000—regardless of the number of prior theft convictions of the offender—were
punished as a misdemeanor. This runs directly counter to the legislature's statutory
pronouncement that a third theft offense "is" a felony. To the extent the ordinance is in
conflict with K.S.A. 21-3701(b)(6) in that manner, it cannot serve as a basis for the
Wichita municipal court's exercise of jurisdiction. Consequently, it does not matter that a
prosecutor has discretion to decide the level of offense to charge.

As held in Cadoret and Elliott, a city ordinance that conflicts with a state statute
by classifying the offense as a misdemeanor when the legislature has classified the crime
as a felony does not vest the municipal court with jurisdiction. The Wichita city
ordinance created that conflict by allowing all thefts of property valued at less than
$1,000 to be prosecuted as misdemeanors even though the same crime would be
classified as a felony under K.S.A. 21-3701(b)(6) when committed by a person
previously convicted of two or more thefts.

Finally, Jenkins argues the municipal court lacked authority to sua sponte set aside
a properly entered and accepted plea absent fraud, citing State v. Dillion, 242 Kan. 410,
Syl. ¶ 2, 748 P.2d 856 (1988). But Dillion is not applicable because the municipal court
did not vacate the conviction sua sponte. The State filed a motion, and the municipal
court acted on that motion. Furthermore, a conviction entered by a court that lacks
jurisdiction is void. Elliott, 281 Kan. at 585. The municipal court could vacate Jenkins'
plea, and the State could prosecute him for felony theft.

Affirmed.

MORITZ, J., not participating.
JAMES FRANKLIN DAVIS, District Judge, assigned.
1
15


1
REPORTER'S NOTE: District Judge Davis was appointed to hear case No. 100,396
vice Justice Moritz pursuant to the authority vested in the Supreme Court by Art. 3, § 6(f)
of the Kansas Constitution.

* * *


JOHNSON, J., dissenting: I respectfully dissent. I disagree with the majority
opinion because I believe it to be logically unsound, completely impractical, and
constitutionally offensive.

With apologies to Aristotle, I begin with a loose syllogism. K.S.A. 12-4104
provides: "The municipal court of each city shall have jurisdiction to hear and determine
cases involving violations of the ordinances of the city." Wichita is a Kansas municipality
that has an ordinance (designated Wichita City Ordinance 5.42.010 [2005], petit theft)
which prohibits the theft of property valued at under $1,000. Therefore, the municipal
court in Wichita has jurisdiction to hear and determine cases involving the theft of
property valued at under $1,000.

A straightforward application of the jurisdictional statute would suggest that a
municipal complaint drawn in the language of the ordinance, without more, would confer
subject matter jurisdiction upon the municipal court to hear and determine the case. Cf.
State v. Minor, 197 Kan. 296, 299, 416 P.2d 724 (1966) (In district court, the charging
document "is the jurisdictional instrument upon which the accused stands trial."). Just
because another prosecutor, i.e., a district or county attorney, may subsequently develop
additional facts which could have supported the filing of a felony complaint in district
court for a violation of a state statute does not mean that the municipal court
retroactively lost subject matter jurisdiction over its own ordinance when that jurisdiction
was properly implicated by the facts actually alleged in the city complaint.

16

No one has challenged the validity of the jurisdictional statute, K.S.A. 12-4104.
For that matter, no one raised or briefed any issue as to the validity of the Wichita theft
ordinance 5.42.010. Yet, the majority relies upon its analysis of the unraised issue of the
ordinance's validity for its holding that the ordinance improperly conflicts with K.S.A.
21-3701(b)(6) and, therefore, "cannot serve as a basis for the Wichita municipal court's
exercise of jurisdiction." Jenkins, slip op. at 14. Simply put, this is not ordinarily how this
court does business. See, e.g., State v. McCaslin, 291 Kan. 697, 709, 245 P.3d 1030
(2011) (issue not briefed is deemed waived and abandoned).

Moving nevertheless to the merits of the majority's holding, the opinion relies on
the principle that a municipal court lacks jurisdiction to hear and determine a felony. I
wholeheartedly agree. But here, Jenkins was not prosecuted for a felony in municipal
court. The ordinance did not purport to be applicable to a felony; the municipal court
complaint did not allege that Jenkins committed a felony or allege facts which could have
enhanced the charge to a felony; the municipal judge did not find Jenkins guilty of
committing a felony; and Jenkins was given a misdemeanor sentence, i.e., jail time rather
than prison.

Considering the specifics, the ordinance simply cannot be construed as purporting
to apply to a felony. To the contrary, the title of the ordinance labels the crime as "petit
theft," another way of saying "petty theft," which is defined as "[a] theft of a small
quantity of cash or of low-value goods or services . . . [usually] a misdemeanor." Black's
Law Dictionary 1615 (9th ed. 2009). Moreover, the ordinance does not state that it
applies to a third theft conviction, i.e., the ordinance does not pretend to apply to a factual
scenario that would usurp or intrude upon the State's jurisdiction to prosecute felonies.
Instead, the ordinance defines petit theft in the City of Wichita by using nearly identical
language as that employed by the state legislature to define misdemeanor theft in K.S.A.
21-3701(a)(1) and (5). In other words, the ordinance itself is facially consistent with the
state statute. It certainly contains no language that would indicate any attempt by the
17

Wichita governing body to "degrade[] the felony designation established by state law," as
the majority asserts. See Jenkins, slip op. at 8; K.S.A. 21-3701(b)(6).

Next, the municipal charging document, i.e., the jurisdictional instrument, did not
charge Jenkins with being a third-time offender. Rather, he was simply prosecuted for
violating the city ordinance that made it an offense to steal property that had a value less
than $1,000. In other words, he was prosecuted for having committed acts that our
legislature has defined as being misdemeanor theft. Accordingly, when the municipal
judge found Jenkins guilty, after his nolo contendere plea, that ruling did not encompass a
factual finding that Jenkins had two prior convictions for theft.

In direct contrast, the majority's flagship case of City of Junction City v. Cadoret,
263 Kan. 164, 165, 946 P.2d 1356 (1997), involved a defendant who "was charged and
convicted in municipal court of being a third time . . . offender." That factual distinction
is critical. The most obvious and practical difference is that, with the additional facts that
potentially enhanced the crime to a felony being contained in the complaint, the
municipal judge in Cadoret had the information available up front to determine whether
it lacked jurisdiction. Here, there was nothing that would have alerted anyone that the
theft charge might be amenable to being prosecuted as a felony in state district court until
after Jenkins was convicted of petit theft, fined, sentenced to 36 days in jail, and given
credit for time served. Only then was his municipal conviction set aside.

Further, in Cadoret, the determination of the existence of the enhancement fact
was made in municipal court, contemporaneously with and as a prerequisite to, the
municipal court conviction. Here, in contrast, the enhancement fact of two prior theft
convictions was, at most, a mere allegation, until the district court was required to find
that the prior convictions existed, as a necessary element to convict Jenkins of felony
theft. In other words, the fact that allegedly deprived the municipal court of jurisdiction in
this case was not legally determined, i.e., found beyond a reasonable doubt to exist, until
18

after the municipal court had already fully exercised its jurisdiction by convicting and
sentencing Jenkins for the ordinance violation. One can only imagine the mischief that
will be caused if we permit the retroactive cancellation of jurisdiction based upon
postconviction factual allegations where the jurisdiction had already been exercised to
arrive at a factual and legal conclusion.

Fundamental to the majority's rationale is the premise that "under K.S.A. 21-
3701(b)(6), Jenkins' third theft conviction must be classified as a felony," Jenkins, slip op.
at 4, because the legislature has pronounced "that a third theft offense 'is' a felony."
(Emphasis added.) Jenkins, slip op. at 14. These declarations are fundamentally flawed.
Just because an allegation of an enhancing fact could make the case fit within a statutory
definition of a felony, that does not automatically demand a felony prosecution. This is
particularly so when the prosecutor has not alleged or offered proof of a necessary
enhancing fact. The legislature defines felonies; it does not identify felons. The facts that
elevate a misdemeanor to a felony are elements of the felony offense and must be proved
beyond a reasonable doubt; they are not self-actualizing. Accordingly, a court cannot
predetermine that a defendant's acts must be a particular felony based on mere allegations
and a reading of the statutory definition of the crime.

To illustrate, if a defendant is being prosecuted for simple misdemeanor battery
based upon hitting someone during a bar fight, the crime is not automatically elevated to
felony aggravated battery just because someone might suggest that the victim's black eye
is a disfigurement within the meaning of the aggravated battery statute. The existence of
such disfigurement is a jury question. See State v. Green, 280 Kan. 758, Syl. ¶ 4, 127
P.3d 241 (2006) (facts of each case are evaluated to determine whether a bar fight results
in great bodily harm; that factual determination is within the province of the jury).

Cases in which we have reversed a felony conviction based on the district court's
refusal to instruct on a lesser included misdemeanor are also instructive. In our recent
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case, State v. Simmons, 295 Kan. ___, ___ P.3d ___ (No. 102,715, filed August 24,
2012), for example, the State alleged that the defendant committed a severity level 4
aggravated battery by causing great bodily harm to the victim when he hit her in the nose
and forehead, causing injuries that required stitches to the head and surgery to correct
complications from a broken nose. The jury convicted Simmons of the lesser included
crime of severity level 7 aggravated battery for causing bodily harm to the victim in a
manner whereby great bodily harm or disfigurement could have been inflicted.
Notwithstanding the prosecutor's allegations at trial, notwithstanding the existence of
facts that arguably could have supported a conviction of either severity level 4 or severity
level 7 aggravated battery, and notwithstanding that the jury's verdict must have required
it to find beyond a reasonable doubt that the evidence demonstrated the existence of a
felony, we reversed because the trial judge had refused to instruct on misdemeanor
simple battery. In other words, we did not declare that because of allegations of great
bodily harm, the crime "must be" a felony. Indeed, even the jury's finding that the
defendant's acts fit the definition of aggravated battery was insufficient to make it so as a
matter of law. Likewise, the Simmons holding would certainly refute any suggestion from
the majority opinion here that the misdemeanor battery statute runs directly counter to the
legislature's statutory pronouncement that alleged great bodily harm "is" a felony.

Also, I view the majority's determination of jurisdiction based on postconviction
factual allegations to be inconsistent with our recent decisions relating to a defendant's
age in Jessica's Law cases, pursuant to K.S.A. 21-4643. In those cases, we have held that
the district court does not have jurisdiction to impose the enhanced sentence of a hard 25
life sentence if the State did not allege and prove that the defendant was age 18 years or
older at the time of the offense, because "'[a] judge may not impose a more severe
sentence than the maximum sentence authorized by the facts found by the jury.'" See,
e.g., State v. Bello, 289 Kan. 191, 199, 211 P.3d 139 (2009) (quoting State v. Gould, 271
Kan. 394, Syl. ¶ 4, 23 P.3d 801 [2001]). If we do not allow after-the-fact allegations to
20

support an affirmance of the exercise of jurisdiction, it makes scant sense to permit
retroactive withdrawal of jurisdiction on the same basis.

Granted, at first blush, one might be inclined to declare that this case is different
because the sentence enhancing facts deal with prior convictions. See Apprendi v. New
Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000) (excluding prior
convictions from the sentence enhancing facts that must be proved to a jury beyond a
reasonable doubt). But I do not read the majority opinion as making or relying upon that
distinction. Even if it did, the prior convictions are elements of the enhanced, felony
version of theft of property valued under $1,000. Cf. State v. Kemble, 291 Kan. 109, Syl.
¶ 8, 238 P.3d 251 (2010) ("Where a crime is defined as having two different severity
levels, with the higher degree of the crime being applicable if the defendant was of a
certain age at the time the criminal act was committed, then the defendant's age is an
element of the higher degree of the crime."). Here, the two prior convictions are what
make the higher degree of theft applicable. See K.S.A. 21-3701(b)(6).

Further, not all prior convictions can count toward making petty theft a felony. See
State v. Youngblood, 288 Kan. 659, Syl. ¶ 3, 206 P.3d 518 (2009) (uncounseled
misdemeanor convictions may not be collaterally used for sentence enhancement in a
subsequent criminal proceeding). So the majority's tack of simply assuming that Jenkins'
third theft conviction "is" a felony relieves the State of its burden to prove that the prior
convictions would qualify as enhancers. See Youngblood, 288 Kan. at 662 (State has
burden to prove waiver of counsel, which is never presumed from a silent record).
Moreover, as the above quote from Gould counsels, it is the jury that must find any fact
that would increase Jenkins' sentence beyond the maximum authorized for a
misdemeanor, and here that fact is the existence of two constitutionally obtained prior
theft convictions.

21

I am also struggling to harmonize the majority's premise—that Jenkins' third theft
must be a felony because the legislature says it is—with its acknowledgment of our
holding in State v. Sandberg, 290 Kan. 980, 986, 235 P.3d 476 (2010). There we said that
there is nothing in the law that would "'"foreclose the prosecutor from deciding in a
particular case that, notwithstanding the presence of one of the aggravated facts, the
defendant will still be prosecuted for the lesser offense."'" 290 Kan. at 986. By way of
example, we clarified that "in a battery case, the prosecutor could ignore a more serious
degree of bodily injury and charge battery rather than aggravated battery." 290 Kan. at
987.

Sandberg did not delve into the reasons that prosecutors are granted unfettered
discretion in making charging decisions. But some insight can be gleaned from the
separation of powers doctrine. The executive branch of government, as opposed to the
judicial branch, is invested with the power to enforce the laws that the legislative branch
makes; the executive branch carries out its enforcement responsibility through its
prosecutors. That concept should apply with equal force to permit a municipal prosecutor
to ignore the aggravating fact of two prior theft convictions and charge a violation of the
petit theft ordinance. Certainly, after the case was refiled as a felony in district court, the
state prosecutor would have had unfettered discretion to amend the charge back down to
a misdemeanor, as happens quite frequently in plea agreements. The majority does not
explain why, if the legislature has pronounced that a third theft offense "is" a felony, i.e.,
that such a third offense "must be classified as a felony," it is nevertheless permissible for
a state prosecutor, and only a state prosecutor, to defy such a legislative pronouncement.

Instead of justifying its holding in light of our stated principle of absolute
prosecutorial discretion, the majority curtly dismisses the problem by summarily
declaring that "a prosecutor cannot simply confer subject matter jurisdiction on a court."
Jenkins, slip op. at 8. But, of course, that is a non sequitur, or, perhaps more accurately, a
fallacy of relevance. Here, subject matter jurisdiction to prosecute Jenkins for violating
22

the Wichita city ordinance was conferred on the Wichita municipal court by the specific
statutory provision set forth in K.S.A. 12-4104, not by the prosecutor, and certainly not
by any consent, waiver, or estoppel. What I discern the majority to be saying is that any
allegation of any potential felony preempts any and all municipal jurisdiction and
forecloses the exercise of prosecutorial discretion by any city attorney. Obviously, I do
not agree.

The topic of prosecutors provides a segue into my discussion of the chaos and
uncertainty the majority's holding threatens in this State's municipal courts. For municipal
prosecutors, the additional burden to eliminate the existence of any felony-defining facts
will be onerous, if not impossible, to discharge. Proving a negative is never easy. In this
case, for instance, it would not have been unusual for a prior municipal court conviction
for shoplifting not to be recorded in and readily discoverable from a database. Does the
prosecutor then need to check with every municipal court in every city where a shoplifter
has ever lived, worked, or visited to eliminate any possibility that the current prosecution
might be a third offense?

And the stakes for municipal prosecutors will be high. A municipal prosecutor can
never be totally confident that the majority's principle of retroactive jurisdiction loss will
not reach back to strike down a conviction at any time. See State v. Sales, 290 Kan. 130,
135, 224 P.3d 546 (2010) (subject matter jurisdiction may be raised at any time). For
instance, here, if the prosecutor had never discovered that Jenkins had two prior theft
convictions, Jenkins could have waited until the statute of limitations had run in order to
avoid any state felony prosecution in district court and then come back to the municipal
court to set aside his void conviction. See In re Marriage of Hampshire, 261 Kan. 854,
862, 934 P.2d 58 (1997) (judgment rendered without subject matter jurisdiction is void;
void judgment is nullity that may be vacated at any time).

23

Indeed, I would not be surprised to see our municipal courts flooded with motions
to set aside convictions, some decades old, based on the majority's paradigm for
jurisdiction determination. One can envision that enterprising defendants will be
confessing to all sorts of inculpatory facts in order to allege that their municipal
ordinance violations are void because they were really defined felonies now beyond the
reach of law enforcement and prosecution. For instance, a petty thief might well contend
that the police simply did not discover all of the property he or she stole and that the total
value of all stolen property exceeded $1,000, thus depriving the municipal court of
jurisdiction because the crime must be a felony under K.S.A. 21-3701(b)(3). Or a person
convicted of battery could argue that the victim has a disfiguring scar so that the crime
must have been aggravated battery. A bad check passer might well admit to writing many
more bad checks than alleged in the municipal complaint. There are infinite mischief-
making possibilities for such municipal convicts seeking to clean up their criminal
records and perhaps recoup a fine or two. For the sake of municipal budgets everywhere,
one must hope that the floodgates remain closed.

For cases that will arise after this decision, I can only imagine the problems our
municipal judges will encounter in determining whether their courts have subject matter
jurisdiction. Ordinarily, in a criminal case, a judge can determine jurisdiction by looking
at the charging instrument. According to the majority's holding in this case, municipal
court jurisdiction will need to be determined by what is missing from the complaint.
Again, municipal judges will be called upon to establish a negative: There are no facts
that could conceivably make the crime fit within the definition of a felony and thereby
destroy subject matter jurisdiction in municipal court.

Finally, the majority's holding, in my view, emasculates the spirit, if not the letter,
of double jeopardy. It is fairly common knowledge that a defendant acquitted of an
alleged crime in a first trial is protected by double jeopardy from retrial on the same
alleged acts, even if the prosecutor discovers new evidence after the first trial is
24

completed. Many a television show has been based upon that premise. In fact, the same
prohibition against a second prosecution exists if the defendant is convicted at the first
trial, because "[d]ouble jeopardy protection shields an accused from (1) a second
prosecution for the same offense after acquittal, (2) a second prosecution for the same
offense after conviction, and (3) multiple punishments for the same offense." City of
Salina v. Amador, 279 Kan. 266, Syl. ¶ 3, 106 P.3d 1139 (2005).

Here, after being convicted in municipal court and serving a jail sentence for that
conviction, Jenkins was tried again in district court for the same acts. He was twice put in
jeopardy of losing his freedom because the prosecutor discovered evidence after the first
trial. In my view, that is precisely what our founding fathers attempted to prevent through
the double jeopardy prohibitions in our constitutions. I would not allow further
deterioration of our constitutional rights, especially where there is no defensible reason
for it.

BEIER and ROSEN, JJ., join in the foregoing dissenting opinion.