-
Status
Published
-
Release Date
-
Court
Supreme Court
-
PDF
106166
1
IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 106,166
STATE OF KANSAS,
Appellee,
v.
STEVEN WILLIAMS,
Appellant.
SYLLABUS BY THE COURT
1.
The period of postrelease supervision and the period of confinement are distinct
segments of a criminal sentence. K.S.A. 21-4721(c)(1) does not prevent appellate court
review of lifetime postrelease supervision ordered in conjunction with a presumptive
sentence of imprisonment.
2.
Lifetime postrelease supervision imposed under K.S.A. 2009 Supp. 22-
3717(d)(1)(G) is not within the presumptive sentence defined by K.S.A. 21-4703(q).
3.
A categorical proportionality challenge under the Eighth Amendment to the
United States Constitution can be raised for the first time on appeal under the exception
for questions of law that are determinative of the case and that arise on proven or
admitted facts.
2
4.
Supreme Court Rule 6.02(a)(5) (2013 Kan. Ct. R. Annot. 39-40) provides that a
party briefing an issue on appeal must make a reference to the specific location in the
record on appeal where the issue was raised and ruled upon. If the issue was not raised
below, there must be an explanation why the issue is properly before the court. A party
failing to explain why an issue being raised for the first time on appeal is properly before
the court risks having that issue deemed waived or abandoned.
5.
An appellate court engages in unlimited review of a categorical proportionality
challenge to a criminal sentence as being cruel and unusual punishment under the Eighth
Amendment to the United States Constitution.
6.
In applying a categorical proportionality analysis to an Eighth Amendment cruel
and unusual punishment sentence challenge, a court first considers objective indicia of
society's standards, as expressed in legislative enactments and state practice, to determine
whether there is a national consensus against the sentencing practice at issue. Next,
guided by the standards elaborated by controlling precedents and by the court's own
understanding and interpretation of the Eighth Amendment's text, history, meaning, and
purpose, the court must determine in the exercise of its own independent judgment
whether the punishment in question violates the United States Constitution.
7.
The judicial exercise of independent judgment in determining whether punishment
is cruel and unusual requires consideration of the culpability of the category of offenders
at issue in light of their crimes and characteristics, along with the severity of the
3
punishment in question. In this inquiry the court also considers whether the challenged
sentencing practice serves legitimate penological goals.
8.
Lifetime postrelease supervision for a first-time offender over age 18 convicted of
sexual exploitation of a child for crimes involving possession of pornographic images of
children under age 18 is not categorically disproportionate under the Eighth Amendment
to the United States Constitution.
Appeal from Douglas District Court; MICHAEL J. MALONE, judge. Opinion filed March 7, 2014.
Affirmed in part and vacated in part.
Rachel L. Pickering, of Kansas Appellate Defender Office, argued the cause, and Matthew J.
Edge and Deborah Hughes, of the same office, were on the briefs for appellant.
Patrick J. Hurley, assistant district attorney, argued the cause, and Jessica Dotter, legal intern,
Charles E. Branson, district attorney, and Derek Schmidt, attorney general, were with him on the brief for
appellee.
The opinion of the court was delivered by
BILES, J.: Steven A. Williams pleaded guilty to rape of a child and sexual
exploitation of a child. He directly appeals the lifetime postrelease supervision portion of
his sexual exploitation sentence. He argues lifetime postrelease supervision is a cruel
and/or unusual punishment under § 9 of the Kansas Constitution Bill of Rights and the
Eighth Amendment to the United States Constitution when applied to first-time offenders
over age 18 convicted of crimes involving possession of pornographic images of children
under age 18. We hold the sentence is not disproportionate and affirm the sexual
exploitation sentence.
4
But we vacate sua sponte the lifetime postrelease supervision portion of Williams'
rape sentence. See State v. Cash, 293 Kan. 326, Syl. ¶ 2, 263 P.3d 786 (2011) (sentencing
court has no authority to order lifetime postrelease supervision in conjunction with an
off-grid indeterminate life sentence); K.S.A. 22-3504(1) (court may correct an illegal
sentence at any time).
FACTUAL AND PROCEDURAL BACKGROUND
Williams entered into a plea agreement under which he pleaded guilty to one
count of rape of a child and one count of sexual exploitation of a child for offenses
occurring in June 2010. At the plea hearing, Williams confirmed the State's factual basis
for the sexual exploitation of a child charge by admitting that he possessed, with intent to
arouse his sexual desires, an electronic recording depicting a child under the age of 18
engaging in sexually explicit conduct. Williams was 28 years old when the crimes
occurred and a first-time offender.
At sentencing, Williams requested a downward departure, citing his lack of
criminal history, age, acceptance of responsibility, remorse, substantial psychological
impairment of the ability to appreciate the criminality of his conduct or conform his
conduct to the requirements of the law, and low to moderate level of predicted
recidivism. The district court denied the departure motion. Williams did not argue that
lifetime postrelease supervision for sexual exploitation of a child would be a cruel and/or
unusual punishment.
For rape of a child, the court sentenced Williams to life imprisonment with a
mandatory minimum term of 25 years under Jessica's Law, K.S.A. 21-4643, and to
lifetime postrelease supervision. For sexual exploitation of a child, the court sentenced
5
Williams to a concurrent term of 34 months' imprisonment and mandatory lifetime
postrelease supervision under K.S.A. 2009 Supp. 22-3717(d)(1)(G).
Williams filed a timely notice of appeal with this court. He argues the lifetime
postrelease supervision sentence imposed for sexual exploitation of a child is a cruel
and/or unusual punishment under § 9 of the Kansas Constitution Bill of Rights and the
Eighth Amendment to the United States Constitution. He did not appeal any aspect of his
rape sentence.
The State raises three threshold issues: (1) whether this court lacks jurisdiction
under K.S.A 21-4721(c)(1) because Williams' challenge is an appeal from a presumptive
sentence; (2) whether the challenge is moot because he is subject to mandatory lifetime
postrelease supervision for his rape conviction; and (3) whether the challenge was waived
when it was not raised to the district court. In the alternative, the State argues mandatory
lifetime postrelease supervision is constitutionally appropriate. Inexplicably, Williams
did not afford this court any response to these questions. We address the State's threshold
issues first.
JURISDICTION
The State claims this court lacks jurisdiction because Williams received a
presumptive sentence. This argument is without merit. K.S.A. 21-4721(c)(1) states:
"(c) On appeal from a judgment or conviction entered for a felony committed on
or after July 1, 1993, the appellate court shall not review:
(1) Any sentence that is within the presumptive sentence for the crime."
6
K.S.A. 21-4703(q) defines a presumptive sentence as "the sentence provided in a
grid block for an offender classified in that grid block by the combined effect of the crime
severity ranking of the current crime of conviction and the offender's criminal history."
This court has previously addressed whether lifetime postrelease supervision is a
cruel or unusual punishment without examining jurisdiction under K.S.A. 21-4721(c)(1),
but in those appeals the issue was not raised. See, e.g., State v. Mossman, 294 Kan. 901,
921, 281 P.3d 153 (2012) (challenge to mandatory lifetime postrelease supervision for
aggravated indecent liberties with a child); State v. Cameron, 294 Kan. 884, 895, 281
P.3d 143 (2012) (challenge to mandatory lifetime postrelease supervision for aggravated
indecent solicitation of a child). The State's jurisdictional argument hinges on two related
issues of first impression: (1) whether imposition of the 34-month presumptive
imprisonment sentence prevents review of the lifetime postrelease supervision ordered as
part of Williams' sentence; and (2) if not, whether lifetime postrelease supervision is
"within the presumptive sentence," precluding jurisdiction under K.S.A. 21-4721(c)(1).
Standard of Review
To resolve the State's jurisdictional arguments, we must interpret and apply K.S.A.
21-4721(c)(1) (jurisdiction) and K.S.A. 21-4703(q) (defining presumptive sentence).
Statutory interpretation and jurisdictional challenges involve questions of law subject to
unlimited appellate review. State v. Alonzo, 296 Kan. 1052, 1054, 297 P.3d 300 (2013).
Statutory interpretation begins with "the fundamental rule that we give effect to
the legislature's intent as it is expressed in the statute. Courts must apply a statute's
language when it is clear and unambiguous, rather than determining what the law should
be, speculating about legislative intent, or consulting legislative history." State v.
Martinez, 290 Kan. 992, 998, 236 P.3d 481 (2010). Stated differently, "[w]hen the
7
language is plain and unambiguous, an appellate court is bound to implement the
expressed intent." State v. Manbeck, 277 Kan. 224, Syl. ¶ 3, 83 P.3d 190 (2004).
The presumptive prison sentence does not preclude review
The State's first claim is that imposition of a presumptive prison sentence prevents
review of all other aspects of a defendant's sentence. To show the fallacy in this argument
it is helpful to review some general principles regarding criminal sentences.
In presumptive imprisonment cases for nondrug crimes, the sentencing court is
required to pronounce the complete sentence at the sentencing hearing, which "shall
include the prison sentence, maximum potential reduction to such sentence as a result of
good time and the period of postrelease supervision." K.S.A. 2009 Supp. 21-4704(e)(2).
We have held this statutory requirement "clearly mandates and defines two segments of
the bifurcated sentence: the period of confinement and the period of postrelease
supervision." State v. Gaudina, 284 Kan. 354, 358, 160 P.3d 854 (2007). This means
Williams' complete sentence for sexual exploitation of a child has two components—the
34-month confinement and the lifetime postrelease supervision.
As to the first component, it is clear Williams' 34-month prison confinement is a
presumptive sentence because it is the aggravated presumptive sentence in the applicable
grid block. See K.S.A. 2009 Supp. 21-4704(a) (sentencing grid category I, severity level
V). But the question is whether this court lacks jurisdiction to review the lifetime
postrelease supervision simply because the other portion of Williams' sentence is
presumptive. The State relies on two decisions from this court as its support: State v.
Huerta, 291 Kan. 831, 831, 247 P.3d 1043 (2011) (challenging his consecutive
presumptive sentences totaling 372 months' imprisonment); State v. McCaslin, 291 Kan.
8
697, 730, 245 P.3d 1030 (2011) (challenging imposition of the aggravated terms in the
presumptive grid boxes).
Neither decision, however, supports the State's argument because the defendants in
both cases challenged the term of their confinement—not the period of postrelease
supervision. What the State is really trying to do is extend Huerta and McCaslin, not
apply them. But the State does not explain how imposition of a presumptive period of
confinement precludes appellate review of the period of postrelease supervision, which is
the issue at hand, and we do no accept the State's position.
Postrelease supervision is a distinct portion of the sentence. See Gaudina, 284
Kan. at 358. We hold a presumptive prison sentence does not render an appellate court
without jurisdiction, under K.S.A. 21-4721(c)(1), to review the imposition of a lifetime
postrelease supervision period.
Lifetime postrelease supervision is not a presumptive sentence under K.S.A. 2009 Supp.
22-3717(d)(1)(G)
The State does not directly argue that lifetime postrelease supervision is a
presumptive sentence under the Kansas Sentencing Guidelines Act (KSGA), K.S.A. 21-
4701 et seq., but we consider that question to complete our jurisdiction analysis. This
court has a duty to consider jurisdictional issues sua sponte. State v. Berreth, 294 Kan.
98, 117, 273 P.3d 752 (2012).
Williams was sentenced to lifetime postrelease supervision for sexual exploitation
of a child under K.S.A. 2009 Supp. 22-3717(d)(1)(G). That statute governs parole and
postrelease supervision. It is not part of the KSGA.
9
Under K.S.A. 2009 Supp. 22-3717(d)(1)(G), persons "convicted of a sexually
violent crime committed on or after July 1, 2006, and who are released from prison, shall
be released to a mandatory period of postrelease supervision for the duration of the
person's natural life." Sexual exploitation of a child is a sexually violent crime. K.S.A.
2009 Supp. 22-3717(d)(2)(H). To impose lifetime postrelease supervision, it is
unnecessary for the sentencing court to go to the KSGA's applicable grid block. Rather,
the statute mandates lifetime postrelease supervision for a range of crimes of varying
severity levels under the legislatively defined category of "sexually violent crime."
K.S.A. 2009 Sup. 22-3717(d)(1)(G); but see K.S.A. 2009 Supp. 22-3717(d)(1)(A) (basing
the postrelease supervision term on the crime severity level). This sentencing scheme is
analogous to imposing a mandatory life sentence under Jessica's Law, K.S.A. 21-4643.
In State v. Ross, 295 Kan. 1126, 1136-38, 289 P.3d 76 (2012), this court addressed
whether an off-grid life sentence under Jessica's Law is a presumptive sentence. We held
"a life sentence for an off-grid crime is not a 'presumptive sentence' as contemplated in
K.S.A. 21-4703(q) because imposition of the life sentence was not arrived at by applying
the applicable grid block of the sentencing guidelines." 295 Kan. at 1137-38.
The same analysis applies to Williams' lifetime postrelease supervision, which was
determined pursuant to K.S.A. 2009 Supp. 22-3717(d)(1)(G), without applying the
KSGA grid. Consistent with Ross, the mandatory lifetime postrelease supervision for a
sexual exploitation of a child conviction is not within the presumptive sentence for the
crime. We hold appellate review is not barred by K.S.A. 21-4721(c)(1) as to this aspect
of Williams' sentence.
10
MOOTNESS
The State originally argued Williams' appeal was moot because he would still be
subject to lifetime postrelease supervision for the rape conviction even if we granted him
relief from the sexual exploitation conviction's lifetime postrelease supervision term. The
underpinnings for this argument dissipated after this court issued a show cause order
inquiring whether the sentence of lifetime postrelease supervision for the rape conviction
should be vacated under our caselaw holding "a sentencing court has no authority to
order a term of lifetime postrelease supervision in conjunction with an off-grid
indeterminate life sentence." See Cash, 293 Kan. 326, Syl. ¶ 2; accord State v. Seward,
296 Kan. 979, 991-92, 297 P.3d 272 (2013) (sua sponte vacating sentence for lifetime
postrelease supervision). Both parties have now admitted the lifetime postrelease
supervision sentence for rape must be vacated under Cash, so the State offers a new
mootness theory.
The State contends now that this appeal is moot because Williams also is subject
to lifetime parole for the rape conviction under K.S.A. 2009 Supp. 22-3717(u). In making
this revised challenge, the State concedes there are distinctions between parole and
lifetime postrelease supervision, but it claims the "practical impact on appellant is the
same." We reject this argument.
Generally, Kansas appellate courts do not decide moot questions or render
advisory opinions. State v. Montgomery, 295 Kan. 837, 840, 286 P.3d 866 (2012). This is
a court policy recognizing the judiciary's role to "determine real controversies relative to
the legal rights of persons and properties which are actually involved in the particular
case properly brought before it and to adjudicate those rights in such manner that the
determination will be operative, final, and conclusive." Board of Johnson County
Comm'rs v. Duffy, 259 Kan. 500, 504, 912 P.2d 716 (1996). The mootness test has been
11
described as a determination whether "'it is clearly and convincingly shown the actual
controversy has ended, the only judgment that could be entered would be ineffectual for
any purpose, and it would not impact any of the parties' rights. [Citation omitted.]'"
Montgomery, 295 Kan. at 840-41.
To hold that Williams' appeal is moot, this court would need to conclude that
vacating his sentence for lifetime postrelease supervision for sexual exploitation of a
child would not impact his rights. But we cannot reach that conclusion.
Lifetime postrelease supervision subjects Williams to life in prison if he is later
convicted of a new felony under K.S.A. 2009 Supp. 75-5217(c). That statute provides
that, after a conviction for a new felony, "upon revocation, the inmate shall serve the
entire remaining balance of the period of postrelease supervision even if the new
conviction did not result in the imposition of a new term of imprisonment." In contrast, if
Williams is convicted of a new felony while on lifetime parole, he can become parole
eligible under K.A.R. 44-9-503(a)(1) (2013 Supp.), which states: "Any offender whose
parole has been revoked may be required by the board to serve all or any part of the
remaining time on the sentence up to the original conditional release date, plus all good
time forfeited by the board." (Emphasis added.)
Vacating Williams' sentence for postrelease supervision would not be ineffectual
and could impact his rights. There are pertinent distinctions between lifetime postrelease
supervision and lifetime parole. We hold Williams' appeal is not moot.
12
PRESERVATION
The State also challenges whether Williams' constitutional claims under § 9 of the
Kansas Constitution Bill of Rights and the Eighth Amendment to the United States
Constitution are properly preserved. We agree the § 9 claim was not preserved.
This court employs a three-part test from State v. Freeman, 223 Kan. 362, Syl. ¶ 2,
574 P.2d 950 (1978), to determine whether a sentence for lifetime postrelease supervision
is a cruel or unusual punishment under § 9 of the Kansas Constitution Bill of Rights. See
Mossman, 294 Kan. at 908. In Williams' appellate briefing, the § 9 claim is addressed
only by a two-sentence paragraph in which the state constitutional language is restated
and one Kansas case interpreting that language is quoted. This is woefully insufficient.
Williams provides no argument demonstrating the Freeman test is met, and mentions
Freeman only in the context of the standard of review.
When a litigant fails to adequately brief an issue it is deemed abandoned. State v.
Rojas-Marceleno, 295 Kan. 525, 543, 285 P.3d 361 (2012) (issue abandoned for failure
to adequately brief it); McCain Foods USA Inc. v. Central Processors, Inc., 275 Kan. 1,
15, 61 P.3d 68 (2002) (Simply pressing a point without pertinent authority, or without
showing why it is sound despite a lack of supporting authority, is akin to failing to brief
an issue; when appellant fails to brief an issue, that issue is waived or abandoned.); see
also Rule 6.02(a)(5) (2013 Kan. Ct. R. Annot. 39) (appellant's brief must include "the
arguments and authorities relied on"). We decline to review the merits of Williams' § 9
claim because it was abandoned.
We further note the State is correct that a Kansas Constitution Bill of Rights § 9
claim cannot be raised for the first time on appeal. The Freeman test includes both legal
and factual inquiries, which means appellate courts are unable to consider such
13
arguments without the benefit of district court factfinding and analysis. See, e.g., State v.
Gomez, 290 Kan. 858, 867-68, 235 P.3d 1203 (2010).
We reach a different conclusion regarding preservation of the Eighth Amendment
challenge. Constitutional issues generally cannot be raised for the first time on appeal.
But there are exceptions to this rule, including when the claim involves only questions of
law, arises on proven or admitted facts, and is determinative of the case. See Gomez, 290
Kan. at 862. We have previously held that a categorical proportionality challenge may be
raised for the first time on appeal under this exception. State v. Ruggles, 297 Kan. 675,
Syl. ¶ 1, 304 P.3d 338 (2013); State v. Cervantes-Puentes, 297 Kan. 560, 565-66, 303
P.3d 258 (2012).
In Graham v. Florida, 560 U.S. 48, 130 S. Ct. 2011, 176 L. Ed. 2d 825 (2010), the
Court divided its prior proportionality decisions into two general classifications: (1)
challenges to the length of term-of-years sentences given all the circumstances in a
particular case, i.e., case-specific claims; and (2) cases in which the Court implements the
proportionality standard by certain categorical restrictions, i.e., categorical claims. 560
U.S. at 59; see also Gomez, 290 Kan. at 863-64 (summarizing Graham). Claims within
the first category—case-specific claims—are inherently factual. We have held these
claims cannot be raised for the first time on appeal. Gomez, 290 Kan. at 864. Categorical
claims, however, only implicate questions of law and may be raised for the first time on
appeal. Ruggles, 297 Kan. at 679. Williams raises a categorical claim.
Finally, the State argues Williams abandoned his constitutional challenges by
failing to argue whether there are any applicable exceptions to the general rule that
constitutional issues not raised before the district court may not be raised on appeal. See
Gomez, 290 Kan. at 862. The State contends that if any exceptions were applicable, it
was Williams' burden to argue them. We note the rules of this court require a party
14
briefing an issue on appeal to make "a reference to the specific location in the record on
appeal where the issue was raised and ruled upon. If not raised below, explain why the
issue is properly before the court." (Emphasis added.) Rule 6.02(a)(5) (2013 Kan. Ct. R.
Annot. 39-40).
The State's logic is straightforward. It reasons that even if there were an exception
that might permit Williams to raise his constitutional challenge for the first time on
appeal, Williams was obligated to affirmatively argue the application of that exception or
have the argument deemed waived or abandoned. This is a valid point, and we remain
puzzled why Williams did not submit a reply brief to respond to the State's preservation
arguments.
We agree Williams did not comply with Rule 6.02(a)(5) because his brief does not
"explain why" his argument can be raised for the first time on appeal. We have
previously declined to address an issue on this ground. See e.g., State v. Johnson, 293
Kan. 959, 964-65, 270 P.3d 1135 (2012) (declining to review detention argument in part
because defendant did not argue any exceptions to the preservation rule applied); State v.
Tupas, No. 100,100, 2009 WL 1140323, at *1 (Kan. App. 2009) (unpublished opinion).
Nonetheless, we will reach the merits of the Eighth Amendment issue in this case
because it appears up to now the rule has not been strictly enforced and our caselaw
clearly establishes that a categorical proportionality challenge may be raised for the first
time on appeal.
But we are unwilling to ignore the rule's plain language. Future litigants should
consider this a warning and comply with Rule 6.02(a)(5) by explaining why an issue is
properly before the court if it was not raised below—or risk a ruling that an issue
improperly briefed will be deemed waived or abandoned. See, e.g., State v. Tague, 296
Kan. 993, 1001-02, 298 P.3d 273 (2013) (argument abandoned because it is not
15
supported with pertinent authority as required by Rule 6.02[a][5]); Johnson, 293 Kan. at
964-65 (must argue why exception to preservation requirement applies); Kansas Medical
Mut. Ins. Co. v. Svaty, 291 Kan. 597, 623, 244 P.3d 642 (2010) (each issue must begin
with citation to appropriate standard of review and reference to specific location in record
where issue was raised and ruled upon).
EIGHTH AMENDMENT CATEGORICAL PROPORTIONALITY CLAIM
Williams confines his Eighth Amendment claim to a categorical proportionality
challenge. He argues mandatory lifetime postrelease supervision is unconstitutionally
disproportionate as applied to first-time offenders over age 18 convicted of crimes
involving possession of pornographic images of a person under age 18. His argument
raises questions of law over which this court has unlimited review. Mossman, 294 Kan. at
925.
The United States Supreme Court identifies three subcategories of categorical
proportionality challenges. The first considers the nature of the offense, such as a
prohibition on capital punishment for nonhomicide crimes against individuals. Graham,
560 U.S. at 60-61 (citing Enmund v. Florida, 458 U.S. 782, 102 S. Ct. 3368, 73 L. Ed. 2d
1140 [1982]). The second considers the characteristics of the offender, such as a
categorical rule prohibiting the death penalty for juveniles. Graham, 560 U.S. at 61
(citing Roper v. Simmons, 543 U.S. 551, 125 S. Ct. 1183, 161 L. Ed. 2d 1 [2005].) The
third, which was first recognized in Graham, combines the two because it "implicates a
particular type of sentence as it applies to an entire class of offenders who have
committed a range of crimes." 560 U.S. at 61. Williams' claim fits within this third
category. He argues lifetime postrelease supervision is unconstitutional for a class of
offenders (first time offenders over age 18) in light of the nature of the offense (crimes
involving possession of pornographic images of a person under age 18).
16
This court recently held that employing "first-time offenders" as a "nature of the
offense" offender category is consistent with the manner in which the United States
Supreme Court has considered classes of offenders in its decisions. Mossman, 294 Kan.
at 928-29. Williams' category of offenses, which he summarizes as "crimes involving
possession of pornographic images under age 18," does not narrow the crime of his
conviction, which is sexual exploitation of a child. It reflects Williams' crime of
conviction as defined by the legislature. See K.S.A. 21-3516(a)(2) (defining sexual
exploitation of a child as "possessing any visual depiction . . . where such visual
depiction of a child under 18 years of age is shown or heard engaging in sexually explicit
conduct with intent to arouse or satisfy the sexual desires or appeal to the prurient interest
of the offender, the child or another."). We hold Williams raises a valid categorical
proportionality claim.
There is a two-prong test when a defendant raises a categorical proportionality
challenge to a term-of-years sentence:
"'The Court first considers "objective indicia of society's standards, as expressed in
legislative enactments and state practice" to determine whether there is a national
consensus against the sentencing practice at issue. [Citation omitted.] Next, guided by
"the standards elaborated by controlling precedents and by the Court's own understanding
and interpretation of the Eighth Amendment's text, history, meaning, and purpose,"
[Citation omitted.], the Court must determine in the exercise of its own independent
judgment whether the punishment in question violates the Constitution.'" Ruggles, 297
Kan. at 680 (quoting Graham, 560 U.S. at 61).
When applying these factors, community consensus is entitled to great weight but
it is not determinative. As we noted in Mossman:
17
"'In accordance with the constitutional design, "the task of interpreting the Eighth
Amendment remains [the Court's] responsibility." [Citation omitted.] The judicial
exercise of independent judgment requires consideration of the culpability of the
offenders at issue in light of their crimes and characteristics, along with the severity of
the punishment in question. [Citations omitted.] In this inquiry the Court also considers
whether the challenged sentencing practice serves legitimate penological goals. [Citations
omitted.]'" Mossman, 294 Kan. at 929 (quoting Graham, 560 U.S. at 67-68).
This court jumped to the second prong in Ruggles after holding that to be
successful a defendant "must satisfy the second prong of the categorical proportionality
analysis, i.e., he or she must show that, based on the characteristics of the class of
offender he or she belongs to and the nature of the offense at issue, the sentencing
practice is disproportionate with the offender's culpability." 297 Kan. 675, Syl. ¶ 4; see
also Graham, 560 U.S. at 67 ("'Community consensus, while "entitled to great weight," is
not itself determinative of whether a punishment is cruel and unusual.'").
But we must also consider whether moving to the second prong is always an
appropriate shortcut. The two prongs that must be considered are not analogous to
separate elements of a crime that are easily severable. Arguably, the objective criteria
should be part of what this court considers when forming its subjective opinion. Williams
attempts to demonstrate there is a national consensus against mandatory lifetime
postrelease supervision both by argument in his brief and reference to statutes in other
states. We noted in State v. Mossman, 294 Kan. 901, 930, 281 P.3d 153 (2012), that
"several other states have adopted lifetime postrelease supervision for many, if not all,
sexually violent crimes."
Williams does not specifically address why the category of offender to which he
belongs—first time offenders over age 18—is distinguishable. But regarding the nature of
the offense, he argues sexual exploitation of a child involves no force compared to the
18
other "sexually violent crimes," rendering him less culpable. Our Court of Appeals has
rejected this argument and held lifetime postrelease supervision for sexual exploitation of
a child is not a categorically disproportionate sentence in two cases: State v. Clay, No.
104,797, 2013 WL 1444184, at *6-8 (Kan. App. 2013) (unpublished opinion), petition for
rev. filed May 6, 2013; State v. Schiaffino, No. 106,253, 2013 WL 1444291, at *5-7 (Kan.
App. 2013) (unpublished opinion), petition for rev. filed May 6, 2013.
This court has previously relied upon the Ninth Circuit Court of Appeals' analysis
in United States v. Williams, 636 F.3d 1229 (9th Cir.), cert. denied 132 S. Ct. 188 (2011).
See Mossman, 294 Kan. at 927, 929-30. And Williams is again instructive. In that case,
the Ninth Circuit addressed whether a life term of supervised release for receipt of child
pornography was a cruel and unusual punishment. It held that objective indicia suggested
society was comfortable with lifetime supervised release for sex offenders because those
sentences are common, stating: "According to the United States Sentencing Commission,
in the last five years, federal courts have sentenced 1875 defendants convicted of child
pornography and child prostitution crimes to lifetime supervised release." (Emphasis
added.) 636 F.3d at 1232-33 (citing U.S. Sentencing Comm'n, Federal Offenders
Sentenced to Supervised Release 58-59 [July 2010],
www.ussc.gov/general/20100722_Supervised_ Release.pdf)."
The Ninth Circuit also held that legitimate penological goals were furthered by
such a sentencing practice, stating:
"Rehabilitation and incapacitation are central purposes of the criminal justice system, and
they are particularly critical here given the propensity of sex offenders to strike again.
Supervised release can further the end of rehabilitating sex offenders. For instance, in this
case, the express conditions of supervised release will require Williams to receive sex
offender treatment and to avoid situations where he may be tempted to offend again.
Relatedly, supervised release helps incapacitate sex offenders by keeping them under the
19
watchful eye of probation officers who may be able to detect problems before they result
in irreparable harm to innocent children." 636 F.3d at 1234.
In Mossman, we cited this analysis, stating that "[t]he Ninth Circuit's conclusion
applies equally to those sentenced in Kansas to [lifetime] postrelease supervision for the
crime of aggravated indecent liberties with a child." 294 Kan. at 930. And we extended
the analysis to first-time sex offenders over age 18, holding:
"[S]ome of the penological objectives for lifetime postrelease supervision—particularly
deterrence, incapacitation, and rehabilitation—are the same whether the offender has
committed one or many offenses. Accordingly, we conclude the analysis is persuasive as
to both the classification of the crime and its application to the class of first-time sex
offenders, especially when we factor in other states' acceptance of lifetime postrelease
supervision when an offender has committed a similar crime." 294 Kan. at 930.
The Ninth Circuit's reasoning in Williams is more applicable to our Williams'
claim because the offenses are so similar. The defendant in the federal case (William
Vernon Williams) was convicted of receipt of child pornography for having images of
child pornography on his computer. The defendant in the instant case (Steven Williams)
was convicted in state court for sexual exploitation of a child for possessing an electronic
recording depicting a child under the age of 18 engaging in sexually explicit conduct.
Consistent with this court's analysis in Mossman, particularly its reliance on the
Ninth Circuit's Williams decision, we hold in this case that Williams' sentence for lifetime
postrelease supervision does not violate the Eighth Amendment.
20
LIFETIME POSTRELEASE SUPERVISION: RAPE
In response to this court's show cause order, both parties agree we must vacate
Williams' sentence for lifetime postrelease supervision for rape. See State v. Cash, 293
Kan. 326, Syl. ¶ 2, 263 P.3d 786 (2011). Accordingly, we hold the district court erred in
imposing lifetime postrelease supervision for Williams' conviction for rape as part of
sentencing him to an off-grid indeterminate life sentence. That portion of his sentence is
vacated.
Affirmed in part and vacated in part.