Skip to content

Find today's releases at new Decisions Search

opener
  • Status Unpublished
  • Release Date
  • Court Court of Appeals
  • PDF 116376
1

NOT DESIGNATED FOR PUBLICATION

No. 116,376

IN THE COURT OF APPEALS OF THE STATE OF KANSAS

STATE OF KANSAS,
Appellee,

v.

SAMUEL LEE WOOD,
Appellant.


MEMORANDUM OPINION

Appeal from Montgomery District Court; F. WILLIAM CULLINS, judge. Opinion filed July 20,
2018. Affirmed in part, reversed in part, and vacated in part.

Randall L. Hodgkinson, of Kansas Appellate Defender Office, for appellant.

Natalie Chalmers, assistant solicitor general, and Derek Schmidt, attorney general, for appellee.

Before GARDNER, P.J., BUSER and ATCHESON, JJ.

BUSER, J.: Samuel Lee Wood appeals his convictions which resulted from a
traffic stop where incriminating evidence was seized. Wood raises three issues. First, he
claims the district court erred in suppressing drug evidence discovered at the scene of the
vehicle stop. Second, Wood complains that his consent to an evidentiary blood test to
determine whether he had ingested drugs or alcohol was coerced and, therefore, invalid.
Third, Wood contends the district court never found him guilty of possession of
methamphetamine at the conclusion of the bench trial and, as a result, his conviction
should be reversed and the sentence should be vacated.
2

Upon our review, we affirm the district court's denial of Wood's motion to
suppress evidence, including the incriminating blood test results. We reverse the
conviction for possession of methamphetamine, however, and vacate the sentence.

FACTUAL AND PROCEDURAL BACKGROUND

Kevin Matthews was driving in Independence, at around 10 p.m. on December 18,
2014. As he crossed a bridge, Matthews noticed Wood's vehicle stopped on the side of
the road. Matthews remarked that this was "a bad place to park" because it was right off
the bridge with steep ditches and a narrow shoulder.

About 10 minutes later, when Matthews was traveling in the other direction, he
saw Wood parked at the same location with his headlights illuminated. Matthews testified
that Wood's head was on the steering wheel. When Matthews honked his horn several
times, Wood did not respond. At 10:12 p.m., Matthews called law enforcement. About 11
minutes later, after Wood's vehicle slowly rolled from the right-hand side of the road to
the left-hand side of the road, Matthews again called law enforcement and said, "You
need to get somebody out here pretty quick and get him off the street." According to
Matthews, Wood appeared "drunk or high."

Officer Tim Townley responded to Matthews' calls. Arriving at the location, the
officer noticed Wood's vehicle parked on the side of the road, blocking an east-west
cross-street. As the officer drove closer, Wood's vehicle began to drive away at an
"extremely slow rate of speed." According to Officer Townley, Wood was driving about
10 miles per hour in a 30 miles per hour zone. When the officer activated his emergency
lights, Wood pulled to the side of the road and "hit the curb." During the traffic stop, the
police dispatcher erroneously informed Officer Townley that Wood's driver's license was
revoked. In fact, the officer later discovered that Wood's commercial driver's license
(CDL) had been revoked, not his regular driver's license.
3

Officer Townley ordered Wood to exit the vehicle. As Wood did so, a plastic
baggie containing methamphetamine and a cellophane wrapper containing marijuana fell
from his lap onto the ground. Wood was arrested for the driver's license violation. During
a search incident to arrest, Officer Townley discovered a pipe in Wood's pocket that later
tested positive for methamphetamine.

Officer Townley transported Wood to the police station where he read an implied
consent form for an evidentiary blood draw. Wood consented to the blood draw. The
blood sample taken from Wood tested positive for marijuana.

The State charged Wood with possession of marijuana with a prior conviction, a
severity level 5 drug felony in violation of K.S.A 2014 Supp. 21-5706(b)(3); possession
of methamphetamine, a severity level 5 drug felony in violation of K.S.A. 2014 Supp. 21-
5706(a); possession of drug paraphernalia, a class A nonperson misdemeanor in violation
of K.S.A. 2014 Supp. 21-5709(b)(2); and driving under the influence of alcohol or drug
(DUI), third offense, in violation of K.S.A. 2014 Supp. 8-1567(a)(3).

Wood filed a motion to suppress all the incriminating evidence resulting from the
stop of his vehicle. After an evidentiary hearing, the district court denied the motion. A
bench trial was conducted and the district court found Wood guilty of the crimes charged,
with the exceptions that he was convicted of the misdemeanor offense of marijuana
possession and no verdict was rendered on the methamphetamine count. The district
court sentenced Wood on all of the convictions and the charge of possession of
methamphetamine. Wood timely filed this appeal.

MOTION TO SUPPRESS EVIDENCE SEIZED AT THE VEHICLE STOP

Wood first contends the "dispatch supervisor made an unreasonable mistake when
she failed to correctly read, understand, and report the status of [his] driver's license
4

report." This error, in Wood's view, caused Officer Townley to order Wood out of his
vehicle, which then led to the discovery of methamphetamine and marijuana. Wood
argues that, but for this mistake, he would not have been arrested and the district court
erred when it failed to suppress the evidence stemming from this "unreasonable mistake."
Alternatively, Wood claims Officer Townley lacked reasonable suspicion to conduct a
DUI investigation.

For its part, the State makes a two-part response. First, the State cites Herring v.
United States, 555 U.S. 135, 137, 129 S. Ct. 695, 172 L. Ed. 2d 496 (2009), for the
proposition that a mere negligent mistake by the dispatcher in this case should not result
in the exclusion of the incriminating evidence due to an illegal arrest. Second, the State
invokes the inevitable discovery doctrine to argue that, given the indicators that Wood
was DUI, the drugs that fell from Wood's lap onto the ground when he got out of his car
would have been found anyway since he needed to get out of the car in order to perform
field sobriety tests.

Appellate courts apply a bifurcated standard when reviewing a district court's
decision on a motion to suppress. The district court's factual findings are reviewed to
determine whether they are supported by substantial competent evidence, while the
ultimate legal conclusion drawn from those facts is reviewed de novo. When reviewing
factual findings, appellate courts do not reweigh the evidence or assess the credibility of
witnesses. State v. Neighbors, 299 Kan. 234, 240, 328 P.3d 1081 (2014). When, as here,
the material facts are not in dispute, this court exercises unlimited review. State v.
Cleverly, 305 Kan. 598, 604, 385 P.3d 512 (2016).

We first address whether Wood's motion to suppress should have been denied
because his arrest for driving on a revoked license was based on the erroneous
information from the dispatcher that his license, in fact, was revoked. As a general
proposition, if a warrantless arrest is unlawful, then any search incident to that arrest is
5

unlawful and the contraband should be suppressed under the exclusionary rule. See State
v. Daniel, 291 Kan. 490, 496, 242 P.3d 1186 (2010), cert. denied 563 U.S. 945 (2011).
This case presents the unique circumstance that Wood was asked to step out of his car
preparatory to an arrest for driving with a revoked driver's license and to facilitate the
taking of field sobriety tests. This movement by Wood caused the drugs to fall from his
lap and land on the ground in plain view of Officer Townley.

As the argument is framed by the parties on appeal, the critical question is whether
the dispatcher's mistake of fact—that Wood's driver's license was revoked—necessitates
the use of the exclusionary rule to exclude the incriminating evidence.

Of particular relevance to this issue, Melissa Adey, the dispatch supervisor for the
Independence Police Department, testified at the suppression hearing that she
communicated with Officer Townley prior to and during the traffic stop. After Officer
Townley stopped Wood's vehicle at about 10:30 p.m., Adey informed the officer that
Wood did not have any "wants or warrants," but that his driver's license was revoked.
Only later, after Wood was arrested, did Adey and Officer Townley realize that Wood's
CDL, not his regular driver's license, had been revoked.

Adey explained her mistake:

"I had never seen [a computer screen] like that before. It said—all I saw was the
word 'revoked.' And being—multitasking and in the hurry that we are in there, I said—I
told [Officer Townley] on the radio that the [license] was revoked.
". . . I did not see the 'CDL' part."

On cross-examination, Adey agreed that the line she misread stated simply, "Regular,
valid Kansas, CDL revoked."

6

The exclusionary rule is a judicially created remedy that prohibits the use of
evidence obtained in violation of the Fourth Amendment in order to deter future
violations. State v. Baker, 306 Kan. 585, 590, 395 P.3d 422 (2017). But not all violations
warrant the imposition of the exclusionary rule. "Our cases establish that such
suppression is not an automatic consequence of a Fourth Amendment violation. Instead,
the question turns on the culpability of the police and the potential of exclusion to deter
wrongful police conduct." Herring, 555 U.S. at 137. In making this assessment, courts
must balance the deterrent effect against the societal harms that come from suppressing
the evidence. This analysis is viewed from an objective perspective. 555 U.S. at 145.

In Herring, the United States Supreme Court decided the issue of whether a police
recordkeeping error that resulted in an unlawful search required the application of the
exclusionary rule to suppress the drug evidence obtained in the search. The court held
that the exclusionary rule would be warranted in some cases, but it would depend on the
type of error. Under the facts in Herring, "the error was the result of isolated negligence
attenuated from the arrest. We hold that in these circumstances the jury should not be
barred from considering all the evidence." 555 U.S. at 137.

Herring provides valuable precedent that is helpful to a resolution of this issue:

"To trigger the exclusionary rule, police conduct must be sufficiently deliberate
that exclusion can meaningfully deter it, and sufficiently culpable that such deterrence is
worth the price paid by the justice system. As laid out in our cases, the exclusionary rule
serves to deter deliberate, reckless, or grossly negligent conduct, or in some
circumstances recurring or systemic negligence. . . .
. . . .
". . . [W]e conclude that when police mistakes are the result of negligence such as
that described here, rather than systemic error or reckless disregard of constitutional
requirements, any marginal deterrence does not 'pay its way.'" Herring, 555 U.S. at 144,
7

147-48 (quoting United States v. Leon, 468 U.S. 897, 907-08, 104 S. Ct. 3405, 82 L. Ed.
2d 677 [1984]).

In the case on appeal, the evidence shows that the dispatcher's mistake of fact was
not a case of deliberate, reckless, or grossly negligent conduct. Nor was there any
showing that this erroneous report of Wood's driver's license status was part of recurring
or systemic negligence by law enforcement, or a deliberate violation of Wood's Fourth
Amendment rights. On the contrary, the dispatcher simply misread the computer screen
which indicated that Wood's CDL license was revoked but his regular driver's license was
valid. Moreover, Officer Townley had no reason to question or doubt the information
from the dispatcher.

We conclude the dispatcher's error which led to Wood's arrest was the result of an
isolated human error, not a systemic error that could be attributed to an entire record-
keeping system. The dispatcher's mistake was simple negligence attenuated from Wood's
getting out of the car and inadvertently causing the drugs to fall on the ground in plain
view. See State v. Ulrey, 41 Kan. App. 2d 1052, 1060, 208 P.3d 317 (2009) (When
officers are in a place they have a right to be, they may seize any evidence in plain
view.). In this unique circumstance, the marginal benefits of excluding the evidence
would not justify the substantial social costs of exclusion. We find no error in the district
court's refusal to exclude the incriminating evidence.

Next, for the sake of completeness, we address the State's alternative argument
that—regardless of any improper arrest—the drugs would have been inevitably
discovered when Wood got out of his car in order to perform field sobriety tests as part of
Officer Townley's DUI investigation. As described by the United States Supreme Court,
the inevitable discovery rule "allows for the admission of evidence that would have been
discovered even without the unconstitutional source." Utah v. Strieff, 579 U.S. ____, 136
S. Ct. 2056, 2061, 195 L. Ed. 2d 400 (2016).
8

"Investigatory detentions are permitted under K.S.A. 22-2402 and the Fourth
Amendment to the United States Constitution if an objective officer would have a
reasonable and articulable suspicion that the detainee committed, is about to commit, or
is committing a crime." State v. Pollman, 286 Kan. 881, Syl. ¶ 3, 190 P.3d 234 (2008). In
this regard: "Reasonable suspicion is a less demanding standard than probable cause and
requires a showing considerably less than a preponderance of evidence." 286 Kan. 881,
Syl. ¶ 6.

The district judge made extensive findings of fact at the conclusion of the hearing
with regard to evidence known to Officer Townley that suggested Wood had committed
or was committing a DUI:

"THE COURT: All right. The Court believes that there was a reasonable and
articulable suspicion for the law enforcement officers to make contact with Mr. Wood.
The Court believes that when you look at the totality of the circumstances, there were a
lot of reasons for them to place him under arrest and to continue the investigation by
requesting a blood draw.
"Number one: At the point in time when a Joe Member of the Public calls, in
this case Kevin Matthews, and describes you as drunk or high and behind the wheel of a
vehicle and relays that information on to law enforcement, in the Court's eyes alone, that
is sufficient reason to make contact with that individual and go further.
"But beyond that, we have a lot of other issues here. We have the fact that the
caller reported him as driving. When the officer arrived, the officer could tell that his
vehicle had moved.
"As noted by the Court, the caller described him as drunk or high. The caller
noted that he had waylaid on his horn multiple times. The Court takes that as really
pounding on the horn to see if the driver would respond. None of that happened.
"Law enforcement got involved. As they're arriving—dispatch obviously has
communicated with them—but upon their arrival, they see a vehicle blocking Cedar
Street. That's a good reason to find out what's going on. But that vehicle gives them even
more reason to find out what's going on with the driver by moving at a slow rate of speed.
Moving at a slow rate of speed is generally [a] sign[] of intoxication.
9

"Beyond that, even be it a small curb, a curb was still hit—was still struck.
Literally, when you look at this case, it reeks of reasons to stop Mr. Wood[] and place
him under arrest.
"At the point in time, like I said, when Joe Blow Public calls in and says you're
drunk or high, at the point in time the officers arrive and see you operating a vehicle at a
slow speed, hitting the curbs and blocking the street, that officer has plenty of reasons to
take you out of that vehicle, perform drug and alcohol tests upon you, and/or request a
blood draw.
"So the Court's going to deny the motion to suppress."

Importantly, Wood does not assert that these factual findings are not supported by
substantial competent evidence. It was these factual findings upon which the district court
based its legal conclusion that, given the indicators that Wood was intoxicated while
operating his vehicle in an unsafe manner, Officer Townley had a legal basis to ask him
to step out of his vehicle in order to perform field sobriety tests as part of a DUI
investigation. Of course, this movement caused the drugs in Wood's lap to fall on the
ground in plain view of Officer Townley.

Although Wood argues on appeal that "[i]n this case, the [S]tate presented
insufficient evidence—other than the mistaken belief that Mr. Wood was driving with a
revoked license—to support ordering him out of his car," we are persuaded that, as
catalogued by the district court, there were several indicators of intoxication that
permitted Officer Townley to briefly detain Wood and request that he perform field
sobriety tests in furtherance of the officer's DUI investigation. Because the initiation of
such an investigation necessarily meant that Wood had to exit his vehicle in order to
perform field sobriety tests, the plain view discovery of the drugs that fell to the ground
was inevitable. Thus, for this additional, alternative reason, the district court did not err
when it denied Wood's motion to suppress evidence.


10

MOTION TO SUPPRESS EVIDENCE OF THE BLOOD DRAW

Wood next contends the district court erroneously admitted the results of his
warrantless blood draw because his consent was coerced by threat of further criminal
penalty. See K.S.A. 2014 Supp. 8-1001(k)(4) or K.S.A. 2014 Supp. 8-1025. Neither party
disputes the material facts relating to this issue; thus, our court exercises unlimited
review. Cleverly, 305 Kan. at 604.

After Wood's arrest, Officer Townley transported Wood to the police station
where the officer read an implied consent (or DC-70) form to him. Wood signed this
form and then submitted to a blood draw, which later tested positive for marijuana. At the
suppression hearing, Wood objected that the blood draw was involuntary due to the
coercive nature of the DC-70 form. In particular, Wood objected that he was improperly
advised that his failure to consent to a blood test would subject him to a separate criminal
offense.

In considering the matter, the district court acknowledged Birchfield v. North
Dakota, 579 U.S. ___, 136 S. Ct. 2160, 195 L. Ed. 2d 560 (2016), was pending but noted
there was "no guidance from the Supreme Court" at that time regarding this issue. The
district court denied Wood's request for a stay of trial pending a decision in the Birchfield
case.

At trial, and prior to the introduction of the results of the blood draw, the State
informed the district court: "For the purposes of this trial, the parties are stipulating the
implied consent was done properly and the blood draw was done properly." Defense
counsel confirmed the stipulation.

Contrary to this stipulation, Wood now argues on appeal that the incriminating
results of the blood draw should have been suppressed because his consent was
11

involuntary due to the coercive nature of the DC-70 (implied consent) advisory. Because
this issue may be simply resolved based on the record before us, we will review Wood's
claim despite the stipulation below that his consent to the blood draw was valid.

On appeal, Wood relies on Birchfield, in which the Supreme Court held:
"Motorists may not be criminally punished for refusing to submit to a blood test based on
legally implied consent to submit to them." 136 S. Ct. 2160, Syl. ¶ 2. Our Supreme Court
followed Birchfield's lead in State v. Nece, 306 Kan. 679, 396 P.3d 709 (2017) (consent
to breath-alcohol test given after inaccurate informed consent advisory was involuntary),
and State v. Ryce, 306 Kan. 682, 396 P.3d 711 (2017) (statute criminalizing driver's
withdrawal of implied consent to warrantless blood test violated Fourth Amendment).

For its part, the State acknowledges Birchfield, Nece, and Ryce but argues the
district court's denial of Wood's motion to suppress blood test evidence should be
affirmed based on the good-faith exception to the exclusionary rule.

Preliminarily, the State did not raise this argument before the district court.
Usually, issues not raised before the district court may not be raised on appeal. State v.
Kelly, 298 Kan. 965, 971, 318 P.3d 987 (2014). There are, however, exceptions to this
rule including: the newly asserted theory involves only a question of law arising on
proved or admitted facts and it is finally determinative of the case. State v. Phillips, 299
Kan. 479, 493, 325 P.3d 1095 (2014).

The issue of whether the good-faith exception applies to the otherwise
unreasonable blood draw of Wood is a question of law that is determinative regarding
Wood's DUI charge. As a result, we will consider the State's claim of a good-faith
exception for the first time on appeal. "Whether the good-faith exception applies is a
question of law over which an appellate court has unlimited review." State v. Schmidt, 53
Kan. App. 2d 225, 234, 385 P.3d 936 (2016).
12

The United States Supreme Court described the good-faith exception to the
exclusionary rule in Illinois v. Krull, 480 U.S. 340, 349-50, 107 S. Ct. 1160, 94 L. Ed. 2d
364 (1987):

"The application of the exclusionary rule to suppress evidence obtained by an officer
acting in objectively reasonable reliance on a statute would have as little deterrent effect
on the officer's actions as would the exclusion of evidence when an officer acts in
objectively reasonable reliance on a warrant. Unless a statute is clearly unconstitutional,
an officer cannot be expected to question the judgment of the legislature that passed the
law. If the statute is subsequently declared unconstitutional, excluding evidence obtained
pursuant to it prior to such a judicial declaration will not deter future Fourth Amendment
violations by an officer who has simply fulfilled his responsibility to enforce the statute
as written."

Our Supreme Court expressly adopted the good-faith exception in Daniel, 291
Kan. at 496. The good-faith exception to the exclusionary rule applies to "evidence
obtained by police acting in objectively reasonable reliance upon a statute that was
subsequently found to violate the Fourth Amendment." 291 Kan. at 498. An officer's
reliance on a statute is objectively reasonable when the statute was valid at the time of the
officer's action unless (1) "'the legislature wholly abandoned its responsibility to enact
constitutional laws'"; or (2) if the statute's "'provisions are such that a reasonable officer
should have known that the statute was unconstitutional.'" 291 Kan. at 500 (quoting
Krull, 480 U.S. at 355).

Our court in Schmidt held the good-faith exception to the exclusionary rule applied
to blood test results obtained after an officer advised the defendant that he could be
charged with a separate crime for refusing to submit to a blood test, but prior to the date
that advisory was declared unconstitutional. 53 Kan. App. 2d at 237. We held the testing
officer had no reason to know the implied consent advisories would be found
impermissibly coercive years after the defendant's arrest. 53 Kan. App. 2d at 236.
13

Our court also noted that at the time of the defendant's arrest: "Kansas courts had
consistently upheld the constitutionality of warrantless blood draws undertaken pursuant
to K.S.A. 8-1001." 53 Kan. App. 2d at 235. Moreover, in Schmidt, our court determined
the Kansas Legislature did not wholly abandon its responsibility to pass constitutional
laws when it enacted K.S.A. 2014 Supp. 8-1001(k)(4) or K.S.A. 2014 Supp. 8-1025. 53
Kan. App. 2d at 236-37. The court reasoned that other states had similar statutes and
continued to uphold them prior to the United States Supreme Court's decision in
Birchfield. Schmidt, 53 Kan. App. 2d at 236.

Moreover, in State v. Perkins, 55 Kan. App. 2d 372, 415 P.3d 460 (2018), our
court addressed the good-faith exception in the context of a DUI case and an evidentiary
breath test. In Perkins, we recognized that the good-faith exception to the exclusionary
rule afforded an independent ground to admit breath test results a law enforcement officer
obtained in reliance on the implied consent advisory later found to be unconstitutional. 55
Kan. App. 2d at 381-83.

In summary, our court has repeatedly held the good-faith exception to the
exclusionary rule precludes the suppression of alcohol tests obtained by police in reliance
on the Kansas implied consent law prior to the decision in State v. Ryce, 303 Kan. 899,
368 P.3d 342 (2016), aff'd on reh'g 306 Kan. 682, 396 P.3d 711 (2017). State v. Kraemer,
52 Kan. App. 2d 686, 698-99, 371 P.3d 954 (2016).

We hold the good-faith exception to the exclusionary rule applies to this case.
Officer Townley informed Wood of an advisory that was declared unconstitutional
almost two years after Wood's arrest. The district court did not err in admitting the results
of the warrantless blood draw because Officer Townley acted in objectively reasonable
reliance on K.S.A. 2014 Supp. 8-1001(k)(4) and K.S.A. 2014 Supp. 8-1025 when
mistakenly advising Wood that he could be charged with a criminal offense for refusing
to consent to the blood test.
14

VALIDITY OF CONVICTION AND SENTENCE FOR POSSESSION OF METHAMPHETAMINE

For his final issue on appeal, Wood contends that he was "never actually found"
guilty of possession of methamphetamine. As a result, he claims his purported conviction
and resulting sentence should be vacated. For its part, the State responds: "Admittedly,
as noted by Wood, the district court never specifically said, 'the court finds Wood guilty
of possession of methamphetamine.' But the factual findings by the district court
unquestionably indicated that the court found him guilty."

Both parties agree that, as a question of law, our court may review the issue de
novo. See State v. Miller, 293 Kan. 535, 547, 264 P.3d 461 (2011) (issues of law are
subject to de novo review).

While Wood did not object in the district court that his conviction or sentence for
methamphetamine was illegal, on appeal he argues that, without a conviction, his
sentence is illegal. K.S.A. 2017 Supp. 22-3504(1) provides that a court may correct an
illegal sentence at any time. Moreover, Wood also argues that we may consider this issue
for the first time on appeal because it involves only a question of law arising on proved or
admitted facts that are finally determinative of the case, and review is necessary to serve
the ends of justice or to prevent denial of fundamental rights. See Phillips, 299 Kan. at
493. The State does not complain about any lack of preservation and under these
circumstances we will consider the issue.

At the close of the bench trial, the district judge made several oral findings
regarding the charges against Wood, during which the following discussion took place:

"[THE COURT:] So based on all those reasons and the fact that [Wood] does
have prior convictions, the Court is finding [him] guilty of the DUI.
"As it relates to the drugs, there was uncontroverted testimony that
methamphetamine and weed was observed falling from his lap when he exited the
15

vehicle. The items were tested, and they tested positive for methamphetamine and for
weed.
"As it relates to drug paraphernalia, the Court has a nasty-looking glass pipe that
clearly [indicates] to the Court that illegal substances have been consumed out of it and
the officers testified that it is used to consume illegal substances. So the Court's going to
find him guilty of drug paraphernalia.
"Let's see. Did I miss a count?
"[THE STATE]: No. Meth, marijuana, and paraphernalia.
"THE COURT: All right. And the meth is a misdemeanor—or the marijuana is a
misdemeanor because there's no evidence of a prior conviction and the Court didn't allow
the preliminary hearing ahead of time.
"[THE STATE]: Well, that—it's in the same case, the journal entry. It's—the
prior DUI and marijuana—
"THE COURT: Right. I'm just saying the Court's finding him guilty of
misdemeanor marijuana.
. . . .
"[THE STATE]: I'm agreeing. I'm just saying that—well, is that a bad way to
say it? I understand your ruling. I just want to make the record clear that that count is in
the other charge.
"THE COURT: Got it.
. . . .
"THE COURT: And I did address all the counts, right?
"[THE STATE]: Yes."

Shortly thereafter, Wood's counsel clarified, "Your Honor, . . . I think this meth
charge will be a senate bill . . . This meth conviction should be senate bill."

In support of his argument, Wood cites K.S.A. 2017 Supp. 60-252(a)(1), which
provides:

"In an action tried on the facts without a jury . . . the court must find the facts specially
and state its conclusions of law separately. The findings and conclusions may be stated
16

on the record after the close of evidence, or may appear in an opinion or a memorandum
of decision filed by the court."

Wood also relies on Kansas Supreme Court Rule 165(a) (2018 Kan. S. Ct. R. 215) which
similarly states: "In a contested matter submitted to the court without a jury . . . the court
must state its findings of fact and conclusions of law in compliance with K.S.A. 60-252."

In response, the State does not dispute that the district court failed to specifically
find Wood guilty of possession of methamphetamine, but it contends the provisions of
K.S.A. 2017 Supp. 60-252(a)(1) apply only to civil, not criminal cases.

Our Supreme Court has cited the need for district courts in civil and criminal cases
to comply with the requirement in K.S.A. 2017 Supp. 60-252(a)(1) to make factual
findings and conclusions of law. See State v. Seward, 289 Kan. 715, 217 P.3d 443 (2009).
There is some indication, however, that this requirement is not applicable to a criminal
bench trial. See State v. Scott, 201 Kan. 134, 137, 439 P.2d 78 (1968). All things
considered, we know of no on-point precedent that provides K.S.A. 60-252 (a)(1) is
violated whenever a trial court fails to pronounce a verdict at the conclusion of a criminal
bench trial.

On the other hand, K.S.A. 2017 Supp. 22-3424(a), a criminal procedure statute,
states that "[t]he judgment shall be rendered and sentence imposed in open court."
(Emphasis added.) Here, it is undisputed that the district court did not render a judgment
in open court on the possession of methamphetamine charge. We hold that without a
judgment finding Wood guilty of possession of methamphetamine there can be no
conviction and, therefore, no basis for imposing sentence.

What is the remedy? Other jurisdictions presented with situations wherein an
appellate court found that a judge did not render a verdict on a particular criminal charge
17

at the conclusion of a bench trial have reversed the purported conviction and vacated the
sentence.

In People v. Zohar, 158 Misc. 2d 1028, 1029, 607 N.Y.S.2d 209 (App. Term
1993), Zohar was charged with one count of assault in the third degree and one count of
criminal possession of a weapon in the fourth degree. At the conclusion of the bench trial,
the district court found Zohar guilty of the lesser included offense of attempted assault on
the first count but failed to render a verdict on the criminal possession of a weapon count.
At a later sentencing proceeding, the district court acknowledged that it neglected to
render a verdict at the bench trial but nevertheless sentenced Zohar on both counts
charged.

Under New York Criminal Procedure Law § 350.10(5), the district court must
render a verdict upon each count or state its disposition of each count on the record when
the information contains multiple counts. Failure to adequately dispose of a count
constitutes a verdict of not guilty for that count. On appeal, the Zohar court noted that the
verdict marks the end of the trial and a conviction occurs upon the entry of the verdict.
New York's statutes allow for the court to correct a formal error in the verdict, but that
power does not extend to correcting the substance of the verdict. Zohar ruled that
correcting a verdict's substance implicates double jeopardy principles. 158 Misc. at 1030.
As a result, the criminal possession of a weapon count was dismissed and the conviction
and sentence was vacated.

Similarly, in People v. Hernandez, No. E032047, 2003 WL 1914153 (Cal. Ct.
App. 2003) (unpublished opinion), the district court failed to make findings of guilty or
not guilty at the conclusion of the bench trial on one of the charges. The district court
noticed the failure a couple months later and corrected the verdict to reflect a judgment of
guilty without the defendant being present. California Penal Code § 1167 provided that
the district court must make a general verdict to be entered upon the court record when a
18

jury trial is waived. Also, California Penal Code § 689 provided that no person could be
convicted of a public offense without a finding of the court in a case where a jury has
been waived. The court held that the reporter's transcript reflected that the district court
made findings of guilt for one count but not for the count complained of on appeal. The
appellate court held this was not a clerical error in which correction was appropriate.
Instead, the court held that because judicial findings had not been made, the conviction
could not stand and jeopardy attached to that count.

Returning to the case on appeal, it is undisputed that the district court did not enter
a judgment of guilty for possession of methamphetamine in open court at the conclusion
of the bench trial. This was not a clerical error, but a substantive error in failing to
comply with K.S.A. 2017 Supp. 22-3424(a)'s requirement to render the judgment in open
court. Similar to Zohar and Hernandez, because no judgment was rendered in open court
at the conclusion of the bench trial, we are persuaded that the appropriate remedy is to
reverse the conviction for possession of methamphetamine and vacate the sentence. All
other convictions and sentences are affirmed.

Affirmed in part, reversed in part, and vacated in part.
Kansas District Map

Find a District Court